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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$581K +$148K +5,263 +36%
Ameriprise
27
Ameriprise
Minnesota
$396K +$56.6K +2,006 +17%
OC
28
Oppenheimer & Co
New York
$389K +$45.7K +1,620 +14%
RIA
29
Regal Investment Advisors
Michigan
$138K -$43.3K -1,536 -24%
Citigroup
30
Citigroup
New York
$120K -$15.3K -542 -12%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$101K -$2.2K -78 -2%
AIG
32
American International Group
New York
$87.6K +$22.6K +800 +36%
PTC
33
Private Trust Company
Ohio
$37K
KIG
34
Kessler Investment Group
Indiana
$20K +$19.5K +692 New
NES
35
New England Securities
New York
$18K
FAM
36
Formidable Asset Management
Ohio
$11K +$10.6K +375 New
SMA
37
Simply Money Advisors
Ohio
$7K
AC
38
Alexandria Capital
Virginia
$2K
WA
39
WFG Advisors
Texas
$2K
DS
40
DRW Securities
Illinois
-$830K -31,269 Closed
RJFSA
41
Raymond James Financial Services Advisors
Florida
-$501K -18,878 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
-$432K -16,230 Closed
TH
43
Timber Hill
Connecticut
-$249K -9,367 Closed
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
-$207K -7,785 Closed
FHC
45
First Heartland Consultants
Missouri
-$7K -250 Closed
GI
46
Gradient Investments
Minnesota
-$1K -35 Closed