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First Trust Industrials/Producer Durables AlphaDEX Fund

40 hedge funds and large institutions have $244M invested in First Trust Industrials/Producer Durables AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

525% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 4

141% more capital invested

Capital invested by funds: $101M → $244M (+$143M)

25.19% more ownership

Funds ownership: 55.58%80.77% (+25%)

5% less funds holding

Funds holding: 4240 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
25
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$392K +$39K +1,613 +11%
CS
27
Credit Suisse
Switzerland
$365K +$352K +14,582 New
HighTower Advisors
28
HighTower Advisors
Illinois
$336K +$9.74K +403 +3%
RIA
29
Regal Investment Advisors
Michigan
$222K -$45.8K -1,894 -18%
Deutsche Bank
30
Deutsche Bank
Germany
$177K +$73.9K +3,057 +75%
Ameriprise
31
Ameriprise
Minnesota
$114K +$2.75K +114 +3%
AIG
32
American International Group
New York
$59.6K +$4.47K +185 +8%
SF
33
Synovus Financial
Georgia
$30K
PTC
34
Private Trust Company
Ohio
$19K +$18.1K +749 New
Creative Planning
35
Creative Planning
Kansas
$15K -$4.83K -200 -25%
AC
36
Alexandria Capital
Virginia
$10K
NES
37
New England Securities
New York
$10K +$9.91K +410 New
FFC
38
First Financial Corp
Indiana
$9K
TIM
39
Tortoise Investment Management
New York
$6K
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$2K
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
-$1.33M -58,697 Closed
RJFSA
42
Raymond James Financial Services Advisors
Florida
-$540K -23,900 Closed
BIT
43
BlackRock Institutional Trust
California
-$517K -22,900 Closed
First Trust Advisors
44
First Trust Advisors
Illinois
-$353K -15,607 Closed
FHC
45
First Heartland Consultants
Missouri
-$168K -7,457 Closed
GI
46
Gradient Investments
Minnesota
-$1K -44 Closed

FXR Hedge Fund Activity: Q3 2013 in Review

40 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) for Q3 2013, worth a combined $244M — up 141% from $101M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FXR and 5 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 25 added.

The largest buyer was Navellier & Associates, adding an estimated $54M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.33M sold.

  • 40 institutional investors held First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) as of Q3 2013, down from 42 in Q2 2013.
  • Funds reported $244M of First Trust Industrials/Producer Durables AlphaDEX Fund stock for Q3 2013, up 141% quarter-over-quarter.
  • 5 funds opened new First Trust Industrials/Producer Durables AlphaDEX Fund positions in Q3 2013 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Industrials/Producer Durables AlphaDEX Fund buyer in Q3 2013 was Navellier & Associates, an estimated $54M added.
  • The largest First Trust Industrials/Producer Durables AlphaDEX Fund seller in Q3 2013 was Susquehanna International Group, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2013.