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First Trust Consumer Discretionary AlphaDEX Fund
FXD

Name Holding Trade Value Shares
Change 		Change in
Stake
LWM
101
LBA Wealth Management
Florida
$3K – – –
NC
102
NewSquare Capital
Pennsylvania
$2K -$17.3M -488,090 -100%
First Trust Advisors
103
First Trust Advisors
Illinois
– -$627M -17,791,024 Closed
NA
104
Navellier & Associates
Nevada
– -$4.25M -120,638 Closed
Wolverine Trading
105
Wolverine Trading
Illinois
– -$1.65M -47,375 Closed
SPC
106
Sigma Planning Corp
Michigan
– -$1.1M -31,159 Closed
SFI
107
SPC Financial Inc
Maryland
– -$918K -26,040 Closed
SI
108
SII Investments
Wisconsin
– -$888K -25,257 Closed
IH
109
IFC Holdings
Florida
– -$757K -21,508 Closed
FFS
110
Founders Financial Securities
Maryland
– -$672K -19,060 Closed
HI
111
Horizon Investments
North Carolina
– -$672K -19,060 Closed
FIM
112
Freedom Investment Management
Connecticut
– -$648K -18,371 Closed
KA
113
Kovack Advisors
Florida
– -$557K -15,793 Closed
WF
114
WealthTrust Fairport
Ohio
– -$483K -13,700 Closed
VFA
115
Voya Financial Advisors
Connecticut
– -$462K -13,245 Closed
CWM
116
Concert Wealth Management
California
– -$354K -10,100 Closed
WS
117
Wedbush Securities
California
– -$355K -10,070 Closed
NPC
118
National Planning Corporation
California
– -$290K -8,491 Closed
M&T Bank
119
M&T Bank
New York
– -$285K -8,098 Closed
Millennium Management
120
Millennium Management
New York
– -$275K -7,800 Closed
SS
121
Simplicity Solutions
Minnesota
– -$235K -6,679 Closed
CAM
122
Concorde Asset Management
Michigan
– -$221K -6,285 Closed
ACM
123
Argentus Capital Management
Texas
– -$206K -5,833 Closed
PFBT
124
Parkside Financial Bank & Trust
Missouri
– -$43K -1,210 Closed
CHP
125
Cable Hill Partners
Oregon
– -$21K -579 Closed
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