SII Investments’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

SII Investments’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-25,257	Closed	-$888K	–	605
2016 Q3	$888K	Sell	25,257 -15,785	-38%	-$560K	0.07%	205
2016 Q2	$1.38M	Sell	41,042 -4,800	-10%	-$164K	0.11%	157
2016 Q1	$1.61M	Buy	45,842 +4,377	+11%	+$143K	0.15%	128
2015 Q4	$1.41M	Buy	41,465 +5,097	+14%	+$179K	0.18%	108
2015 Q3	$1.24M	Buy	36,368 +22,948	+171%	+$826K	0.14%	147
2015 Q2	$489K	Sell	13,420 -28	-0.2%	-$1.03K	0.06%	296
2015 Q1	$502K	Buy	13,448 +1,321	+11%	+$47.7K	0.06%	288
2014 Q4	$435K	Buy	12,127 +558	+5%	+$18.8K	0.06%	284
2014 Q3	$376K	Buy	11,569 +249	+2%	+$8.27K	0.05%	318
2014 Q2	$376K	Buy	+11,320	New	+$361K	0.05%	311

Other funds holding FXD

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SII Investments's FXD Position: Q4 2016 in Review

SII Investments sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q4 2016, closing a stake of 25,257 shares — an estimated $888K sold.

SII Investments first reported a position in FXD in Q2 2014 and held it in 10 quarters. The position peaked at $1.61M in Q1 2016. 104 funds tracked by Wall St. Rank hold FXD as of Q4 2016.

SII Investments reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
SII Investments sold 25,257 First Trust Consumer Discretionary AlphaDEX Fund shares in Q4 2016, an estimated $888K.
SII Investments first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q2 2014 and held it in 10 quarters.
SII Investments's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $1.61M in Q1 2016.
104 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q4 2016.

Based on SII Investments's 13F filing for Q4 2016, filed 13 Feb 2017.