Horizon Investments’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-9,712	Closed	-$565K	–	470
2021 Q1	$565K	Buy	+9,712	New	+$546K	0.02%	274
2020 Q4	–	Sell	-21,290	Closed	-$906K	–	204
2020 Q3	$906K	Buy	21,290 +15,686	+280%	+$648K	0.03%	199
2020 Q2	$209K	Buy	+5,604	New	+$189K	0.01%	421
2016 Q4	–	Sell	-19,060	Closed	-$672K	–	171
2016 Q3	$672K	Sell	19,060 -3,473	-15%	-$123K	0.05%	67
2016 Q2	$760K	Buy	22,533 +3,070	+16%	+$105K	0.06%	61
2016 Q1	$685K	Buy	19,463 +7,237	+59%	+$237K	0.06%	56
2015 Q4	$417K	Buy	12,226 +1,073	+10%	+$37.6K	0.03%	68
2015 Q3	$382K	Sell	11,153 -9,881	-47%	-$356K	0.04%	61
2015 Q2	$768K	Buy	21,034 +2,010	+11%	+$74.3K	0.07%	55
2015 Q1	$710K	Buy	19,024 +1,353	+8%	+$48.9K	0.07%	60
2014 Q4	$633K	Sell	17,671 -731	-4%	-$24.7K	0.07%	51
2014 Q3	$596K	Buy	18,402 +529	+3%	+$17.6K	0.07%	52
2014 Q2	$594K	Sell	17,873 -917	-5%	-$29.3K	0.07%	64
2014 Q1	$602K	Sell	18,790 -322	-2%	-$10.2K	0.08%	62
2013 Q4	$616K	Sell	19,112 -1,507	-7%	-$46.6K	0.09%	49
2013 Q3	$611K	Sell	20,619 -2,096	-9%	-$60.3K	0.14%	38
2013 Q2	$616K	Buy	+22,715	New	+$606K	0.18%	35