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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$778M +$76.1M +2,169,856 +11%
Morgan Stanley
2
Morgan Stanley
New York
$300M +$6.86M +195,477 +2%
Wells Fargo
3
Wells Fargo
California
$217M -$426K -12,134 -0.2%
UBS Group
4
UBS Group
Switzerland
$88.2M +$2.26M +64,410 +3%
Bank of America
5
Bank of America
North Carolina
$83.4M +$7.33M +208,925 +9%
RJA
6
Raymond James & Associates
Florida
$40.2M +$3.38M +96,504 +9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$32.4M +$5.06M +144,351 +18%
LPL Financial
8
LPL Financial
California
$30.7M +$14.4M +409,288 +81%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$23.4M -$1.07M -30,516 -4%
HA
10
Hays Advisory
Tennessee
$23.1M -$2.72M -77,581 -10%
AIM
11
Astor Investment Management
Illinois
$22.4M -$8.49M -242,096 -27%
TFA
12
Transamerica Financial Advisors
Florida
$22.4M -$160K -4,560 -0.7%
SAM
13
Shamrock Asset Management
Texas
$18M -$4.54M -129,325 -20%
MFS
14
MSI Financial Services
Massachusetts
$16.7M -$2.47M -70,411 -13%
Ameriprise
15
Ameriprise
Minnesota
$16.5M +$2.08M +59,172 +14%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$15.9M -$65K -1,853 -0.4%
NC
17
NewSquare Capital
Pennsylvania
$15.4M +$1.3M +36,978 +9%
SG
18
Strid Group
Pennsylvania
$14.7M +$15.2M +432,300 New
Stifel Financial
19
Stifel Financial
Missouri
$14M +$996K +28,410 +7%
BFA
20
Beaumont Financial Advisors
Massachusetts
$11.5M -$33.3K -950 -0.3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$11.2M +$305K +8,696 +3%
HF
22
Hoxton Financial
West Virginia
$10.6M +$146K +4,166 +1%
ACM
23
Aviance Capital Management
Florida
$10.4M -$2.19M -62,489 -17%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$8.01M +$915K +26,077 +12%
Goldman Sachs
25
Goldman Sachs
New York
$7.69M -$12.3M -350,213 -61%