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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$460M +$209M +5,789,897 +89%
FSIM
2
F-Squared Investment Management
Massachusetts
$306M -$64.9M -1,797,164 -18%
Morgan Stanley
3
Morgan Stanley
New York
$295M +$52.6M +1,455,802 +23%
Wells Fargo
4
Wells Fargo
California
$269M +$49.8M +1,378,784 +24%
UBS Group
5
UBS Group
Switzerland
$95M +$10.1M +280,848 +12%
Bank of America
6
Bank of America
North Carolina
$71.6M +$7.44M +205,962 +12%
PPA
7
Parametric Portfolio Associates
Washington
$38.8M -$6.66M -184,347 -15%
RJA
8
Raymond James & Associates
Florida
$37.8M +$4.54M +125,544 +14%
BFA
9
Beaumont Financial Advisors
Massachusetts
$32.3M +$804K +22,264 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$26.8M +$3.18M +87,920 +14%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$24.8M +$15.9M +439,923 +196%
AIM
12
Astor Investment Management
Illinois
$22.8M +$7.88M +218,106 +55%
LPL Financial
13
LPL Financial
California
$20.6M +$4.15M +114,737 +26%
Goldman Sachs
14
Goldman Sachs
New York
$20.2M +$10.9M +301,944 +126%
Ameriprise
15
Ameriprise
Minnesota
$15.3M +$6.05M +167,335 +69%
MFS
16
MSI Financial Services
Massachusetts
$12.9M +$8.52M +235,777 +216%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$11.7M +$2.85M +78,995 +34%
HF
18
Hoxton Financial
West Virginia
$11.1M -$119K -3,293 -1%
NC
19
NewSquare Capital
Pennsylvania
$10.9M +$2.95M +81,705 +39%
Stifel Financial
20
Stifel Financial
Missouri
$10.3M +$1.62M +44,813 +19%
TFA
21
Transamerica Financial Advisors
Florida
$7.08M +$6.05M +167,333 +745%
B
22
Baird
Wisconsin
$6.96M +$1.33M +36,948 +25%
SAM
23
SignalPoint Asset Management
Missouri
$6.91M +$3.31M +91,521 +98%
AIG
24
American International Group
New York
$6.76M +$142K +3,940 +2%
BTS
25
BB&T Securities
Virginia
$6.19M -$870K -24,084 -13%