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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$358M +$61.4M +1,820,127 +22%
First Trust Advisors
2
First Trust Advisors
Illinois
$234M +$116M +3,442,898 +111%
Morgan Stanley
3
Morgan Stanley
New York
$231M +$44.6M +1,323,669 +26%
Wells Fargo
4
Wells Fargo
California
$209M +$40.5M +1,201,913 +26%
UBS Group
5
UBS Group
Switzerland
$81.1M +$76.4M +2,266,145 New
Bank of America
6
Bank of America
North Carolina
$61.3M +$11.4M +336,648 +24%
PPA
7
Parametric Portfolio Associates
Washington
$43.8M +$6.95M +206,165 +20%
RJA
8
Raymond James & Associates
Florida
$31.8M +$4.56M +135,091 +18%
BFA
9
Beaumont Financial Advisors
Massachusetts
$30.2M -$3.26M -96,798 -10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$22.5M +$5.24M +155,263 +33%
PI
11
Placemark Investments
Illinois
$16.9M +$2.74M +81,119 +21%
LPL Financial
12
LPL Financial
California
$15.7M -$1.18M -35,093 -7%
AIM
13
Astor Investment Management
Illinois
$14.1M +$2.67M +79,094 +25%
HF
14
Hoxton Financial
West Virginia
$10.7M -$312K -9,237 -3%
Ameriprise
15
Ameriprise
Minnesota
$8.68M +$981K +29,085 +14%
Goldman Sachs
16
Goldman Sachs
New York
$8.61M +$4.69M +139,064 +137%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$8.38M +$2.84M +84,246 +56%
Stifel Financial
18
Stifel Financial
Missouri
$8.32M -$2.88M -85,501 -27%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$8.03M +$405 +12 +0%
NC
20
NewSquare Capital
Pennsylvania
$7.49M +$1.99M +58,982 +39%
BTS
21
BB&T Securities
Virginia
$6.8M +$1.09M +32,329 +21%
AIG
22
American International Group
New York
$6.35M +$2.57M +76,072 +75%
B
23
Baird
Wisconsin
$5.36M +$827K +24,515 +20%
SI
24
Stephens Inc
Arkansas
$4.83M +$6.14K +182 +0.1%
CS
25
Credit Suisse
Switzerland
$4.58M +$877 +26 +0%