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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$627M +$179M +4,844,512 +39%
Morgan Stanley
2
Morgan Stanley
New York
$305M +$15.7M +424,665 +5%
Wells Fargo
3
Wells Fargo
California
$262M -$1.64M -44,297 -0.6%
FSIM
4
F-Squared Investment Management
Massachusetts
$184M -$118M -3,187,889 -39%
Bank of America
5
Bank of America
North Carolina
$89.5M +$19.6M +531,173 +28%
UBS Group
6
UBS Group
Switzerland
$89.1M -$3.94M -106,532 -4%
RJA
7
Raymond James & Associates
Florida
$37.5M +$493K +13,324 +1%
AIM
8
Astor Investment Management
Illinois
$31.3M +$9.03M +244,333 +40%
PPA
9
Parametric Portfolio Associates
Washington
$28.6M -$9.5M -256,916 -25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$27.8M +$1.57M +42,488 +6%
Goldman Sachs
11
Goldman Sachs
New York
$26.7M +$6.96M +188,324 +35%
LPL Financial
12
LPL Financial
California
$23.5M +$3.27M +88,582 +16%
HA
13
Hays Advisory
Tennessee
$22M +$22.3M +602,699 New
SAM
14
Shamrock Asset Management
Texas
$22M +$22.2M +601,378 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$19.6M -$4.68M -126,647 -19%
Stifel Financial
16
Stifel Financial
Missouri
$16.5M +$6.55M +177,301 +64%
TFA
17
Transamerica Financial Advisors
Florida
$15.8M +$8.95M +242,153 +128%
Ameriprise
18
Ameriprise
Minnesota
$14.7M -$264K -7,134 -2%
MFS
19
MSI Financial Services
Massachusetts
$13.9M +$1.34M +36,164 +10%
NC
20
NewSquare Capital
Pennsylvania
$12.8M +$2.22M +59,981 +21%
BFA
21
Beaumont Financial Advisors
Massachusetts
$12.7M -$19.5M -526,316 -61%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$11.3M -$104K -2,813 -0.9%
HF
23
Hoxton Financial
West Virginia
$11M +$163K +4,402 +1%
SAM
24
SignalPoint Asset Management
Missouri
$6.91M
RJFSA
25
Raymond James Financial Services Advisors
Florida
$6.91M +$4.48M +121,140 +178%