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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$708M +$125M +3,476,250 +20%
Morgan Stanley
2
Morgan Stanley
New York
$295M +$9.41M +261,414 +3%
Wells Fargo
3
Wells Fargo
California
$219M -$28.3M -785,841 -11%
UBS Group
4
UBS Group
Switzerland
$86.4M +$2.89M +80,215 +3%
Bank of America
5
Bank of America
North Carolina
$76.7M -$7.64M -212,241 -9%
RJA
6
Raymond James & Associates
Florida
$37.1M +$2.01M +55,684 +5%
AIM
7
Astor Investment Management
Illinois
$30.8M +$1.56M +43,288 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$27.7M +$22.2M +617,730 +327%
HA
9
Hays Advisory
Tennessee
$25.9M +$5.46M +151,600 +25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$24.6M -$1.54M -42,837 -6%
TFA
11
Transamerica Financial Advisors
Florida
$22.6M +$8.22M +228,297 +53%
SAM
12
Shamrock Asset Management
Texas
$22.5M +$1.96M +54,509 +9%
Goldman Sachs
13
Goldman Sachs
New York
$19.7M -$5.59M -155,192 -21%
MFS
14
MSI Financial Services
Massachusetts
$19.2M +$6.44M +178,818 +47%
LPL Financial
15
LPL Financial
California
$17.8M -$4.96M -137,730 -21%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$16M -$2.54M -70,547 -13%
Ameriprise
17
Ameriprise
Minnesota
$14.6M +$769K +21,352 +5%
NC
18
NewSquare Capital
Pennsylvania
$14.2M +$2.32M +64,371 +18%
Stifel Financial
19
Stifel Financial
Missouri
$13.1M -$2.55M -70,911 -16%
BFA
20
Beaumont Financial Advisors
Massachusetts
$12.7M
ACM
21
Aviance Capital Management
Florida
$12.6M +$13.2M +366,654 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$11M +$392K +10,875 +4%
HF
23
Hoxton Financial
West Virginia
$10.5M +$162K +4,502 +1%
CS
24
Credit Suisse
Switzerland
$8.58M +$3.76M +104,284 +71%
BTS
25
BB&T Securities
Virginia
$7.4M +$1.71M +47,461 +28%