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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$41.7M -$24.8M -418,106 -39%
Morgan Stanley
2
Morgan Stanley
New York
$31.6M -$31M -523,973 -51%
LPL Financial
3
LPL Financial
California
$14.5M -$3.23M -54,448 -19%
Raymond James Financial
4
Raymond James Financial
Florida
$14.3M -$14.5M -244,925 -52%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$9.84M +$7.59M +128,154 +474%
Bank of America
6
Bank of America
North Carolina
$8.76M -$5.39M -90,976 -40%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$6.13M -$1.14M -19,256 -17%
Stifel Financial
8
Stifel Financial
Missouri
$5.28M -$1.88M -31,684 -28%
Goldman Sachs
9
Goldman Sachs
New York
$5.08M -$505K -8,522 -10%
UBS Group
10
UBS Group
Switzerland
$3.79M -$2.83M -47,784 -44%
JP Morgan Chase
11
JP Morgan Chase
New York
$3.74M +$2.21M +37,287 +172%
BNP Paribas Financial Markets
12
BNP Paribas Financial Markets
France
$3.17M +$2.96M +50,000 New
Truist Financial
13
Truist Financial
North Carolina
$2.9M -$7.63M -128,781 -74%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.86M -$128M -2,158,047 -98%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.71M +$257K +4,339 +11%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.6M -$5.97M -100,852 -71%
PPWM
17
Paragon Private Wealth Management
Kentucky
$2.54M -$703K -11,865 -23%
Ameriprise
18
Ameriprise
Minnesota
$2.51M -$1.61M -27,139 -41%
Citadel Advisors
19
Citadel Advisors
Florida
$2.38M -$1.19M -20,006 -35%
TRCT
20
Tower Research Capital (TRC)
New York
$2.28M +$1.29M +21,828 +155%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.77M -$2.73M -46,067 -62%
NP
22
Nilsine Partners
Colorado
$1.74M +$7.7K +130 +0.5%
Qube Research & Technologies (QRT)
23
Qube Research & Technologies (QRT)
United Kingdom
$1.55M -$213K -3,589 -13%
TS
24
TradeWell Securities
Indiana
$1.43M +$78.5K +1,325 +6%
CCA
25
Cottonwood Capital Advisors
Utah
$1.39M -$4.09K -69 -0.3%