National Planning Corporation’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

National Planning Corporation’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-8,491	Closed	-$290K	–	703
2016 Q3	$290K	Sell	8,491 -380	-4%	-$13.5K	0.02%	491
2016 Q2	$311K	Sell	8,871 -4,181	-32%	-$143K	0.02%	489
2016 Q1	$447K	Sell	13,052 -1,903	-13%	-$62.4K	0.04%	381
2015 Q4	$460K	Buy	14,955 +1,400	+10%	+$49.1K	0.04%	420
2015 Q3	$485K	Buy	13,555 +741	+6%	+$26.7K	0.04%	357
2015 Q2	$470K	Buy	12,814 +67	+0.5%	+$2.48K	0.04%	373
2015 Q1	$463K	Buy	12,747 +3,908	+44%	+$141K	0.04%	377
2014 Q4	$311K	Buy	8,839 +693	+9%	+$23.4K	0.02%	533
2014 Q3	$265K	Buy	8,146 +443	+6%	+$14.7K	0.02%	590
2014 Q2	$256K	Buy	7,703 +637	+9%	+$20.3K	0.02%	605
2014 Q1	$231K	Buy	+7,066	New	+$224K	0.02%	606

Other funds holding FXD

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

National Planning Corporation's FXD Position: Q4 2016 in Review

National Planning Corporation sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q4 2016, closing a stake of 8,491 shares — an estimated $290K sold.

National Planning Corporation first reported a position in FXD in Q1 2014 and held it in 11 quarters. The position peaked at $485K in Q3 2015. 104 funds tracked by Wall St. Rank hold FXD as of Q4 2016.

National Planning Corporation reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
National Planning Corporation sold 8,491 First Trust Consumer Discretionary AlphaDEX Fund shares in Q4 2016, an estimated $290K.
National Planning Corporation first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q1 2014 and held it in 11 quarters.
National Planning Corporation's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $485K in Q3 2015.
104 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q4 2016.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.