National Planning Corporation’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-8,491	Closed	-$290K	–	703
2016 Q3	$290K	Sell	8,491 -380	-4%	-$13.5K	0.02%	491
2016 Q2	$311K	Sell	8,871 -4,181	-32%	-$143K	0.02%	489
2016 Q1	$447K	Sell	13,052 -1,903	-13%	-$62.4K	0.04%	381
2015 Q4	$460K	Buy	14,955 +1,400	+10%	+$49.1K	0.04%	420
2015 Q3	$485K	Buy	13,555 +741	+6%	+$26.7K	0.04%	357
2015 Q2	$470K	Buy	12,814 +67	+0.5%	+$2.48K	0.04%	373
2015 Q1	$463K	Buy	12,747 +3,908	+44%	+$141K	0.04%	377
2014 Q4	$311K	Buy	8,839 +693	+9%	+$23.4K	0.02%	533
2014 Q3	$265K	Buy	8,146 +443	+6%	+$14.7K	0.02%	590
2014 Q2	$256K	Buy	7,703 +637	+9%	+$20.3K	0.02%	605
2014 Q1	$231K	Buy	+7,066	New	+$224K	0.02%	606