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First Trust Consumer Discretionary AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
51
Concert Wealth Management
California
$618K +$51K +1,609 +9%
Citigroup
52
Citigroup
New York
$613K +$18K +569 +3%
AP
53
Atwood & Palmer
Missouri
$612K +$73.1K +2,306 +14%
FFS
54
Founders Financial Securities
Maryland
$605K -$6.53K -206 -1%
HI
55
Horizon Investments
North Carolina
$602K -$10.2K -322 -2%
CA
56
Cetera Advisors
Colorado
$582K -$18.3K -577 -3%
PI
57
Placemark Investments
Illinois
$529K -$6.1M -192,506 -92%
PFS
58
Prospera Financial Services
Texas
$524K -$2.98M -93,932 -80%
CAN
59
Cetera Advisor Networks
California
$500K -$6.31K -199 -1%
NA
60
Navellier & Associates
Nevada
$309K +$25.1K +793 +9%
FHC
61
First Heartland Consultants
Missouri
$268K +$266K +8,383 New
MC
62
Moors & Cabot
Massachusetts
$234K +$231K +7,295 New
NPC
63
National Planning Corporation
California
$231K +$224K +7,066 New
RIA
64
Regal Investment Advisors
Michigan
$172K +$170K +5,360 New
WA
65
WFG Advisors
Texas
$77K +$63 +2 +0.1%
FAM
66
Formidable Asset Management
Ohio
$44K
WEC
67
Winslow Evans & Crocker
Massachusetts
$36.8K -$127K -4,004 -78%
HI
68
Hudock Inc
Pennsylvania
$27K
BRWM
69
B. Riley Wealth Management
Tennessee
$22K +$21.8K +689 New
TIM
70
Tortoise Investment Management
New York
$15K
CFS
71
Community Financial System
New York
$8K
HR
72
Howe & Rusling
New York
$8K +$7.45K +235 New
AFS
73
Aft Forsyth & Sober
Florida
$6K
FSIM
74
F-Squared Investment Management
Massachusetts
-$143M -4,423,451 Closed
PPA
75
Parametric Portfolio Associates
Washington
-$23.7M -736,207 Closed