Moors & Cabot’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Moors & Cabot’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-3,453	Closed	-$201K	–	851
2021 Q1	$201K	Buy	+3,453	New	+$194K	0.02%	687
2016 Q1	–	Sell	-12,323	Closed	-$418K	–	539
2015 Q4	$418K	Buy	12,323 +14	+0.1%	+$491	0.08%	285
2015 Q3	$421K	Sell	12,309 -119	-1%	-$4.29K	0.08%	285
2015 Q2	$453K	Sell	12,428 -194	-2%	-$7.17K	0.07%	293
2015 Q1	$468K	Sell	12,622 -1,594	-11%	-$57.6K	0.08%	280
2014 Q4	$510K	Sell	14,216 -179	-1%	-$6.04K	0.09%	260
2014 Q3	$465K	Sell	14,395 -1,333	-8%	-$44.3K	0.08%	270
2014 Q2	$526K	Buy	15,728 +8,433	+116%	+$269K	0.09%	250
2014 Q1	$234K	Buy	+7,295	New	+$231K	0.06%	318

Other funds holding FXD

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return