Moors & Cabot’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Moors & Cabot’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-3,453	Closed	-$201K	–	851
2021 Q1	$201K	Buy	+3,453	New	+$194K	0.02%	687
2016 Q1	–	Sell	-12,323	Closed	-$418K	–	539
2015 Q4	$418K	Buy	12,323 +14	+0.1%	+$491	0.08%	285
2015 Q3	$421K	Sell	12,309 -119	-1%	-$4.29K	0.08%	285
2015 Q2	$453K	Sell	12,428 -194	-2%	-$7.17K	0.07%	293
2015 Q1	$468K	Sell	12,622 -1,594	-11%	-$57.6K	0.08%	280
2014 Q4	$510K	Sell	14,216 -179	-1%	-$6.04K	0.09%	260
2014 Q3	$465K	Sell	14,395 -1,333	-8%	-$44.3K	0.08%	270
2014 Q2	$526K	Buy	15,728 +8,433	+116%	+$269K	0.09%	250
2014 Q1	$234K	Buy	+7,295	New	+$231K	0.06%	318

Other funds holding FXD

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Moors & Cabot's FXD Position: Q2 2021 in Review

Moors & Cabot sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q2 2021, closing a stake of 3,453 shares — an estimated $201K sold.

Moors & Cabot first reported a position in FXD in Q1 2014 and held it in 9 quarters. The position peaked at $526K in Q2 2014. 149 funds tracked by Wall St. Rank hold FXD as of Q2 2021.

Moors & Cabot reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q2 2021 after selling out during the quarter.
Moors & Cabot sold 3,453 First Trust Consumer Discretionary AlphaDEX Fund shares in Q2 2021, an estimated $201K.
Moors & Cabot first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q1 2014 and held it in 9 quarters.
Moors & Cabot's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $526K in Q2 2014.
149 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q2 2021.

Based on Moors & Cabot's 13F filing for Q2 2021, filed 10 Aug 2021.