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First Trust Enhanced Short Maturity ETF

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31%61.52% (+0.21%)

1% less funds holding

Funds holding: 264262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHC
201
First Heartland Consultants
Missouri
$449K -$1.16M -19,330 -72%
GCA
202
Genesee Capital Advisors
New York
$439K +$439K +7,316 New
CCB
203
Cutter & Co Brokerage
Missouri
$432K -$2.4K -40 -0.6%
GRP
204
Global Retirement Partners
California
$427K -$112K -1,866 -21%
CRWM
205
Castle Rock Wealth Management
California
$427K +$24K +400 +6%
FPWM
206
FSB Premier Wealth Management
Iowa
$419K -$9.83K -164 -2%
PB
207
Pinnacle Bancorp
Nebraska
$415K +$54.8K +915 +15%
CA
208
Claro Advisors
Massachusetts
$412K +$240 +4 +0.1%
LSPW
209
Lake Street Private Wealth
Illinois
$406K +$406K +6,769 New
AAS
210
Avantax Advisory Services
Texas
$394K -$81.4K -1,358 -17%
SMF
211
Sterling Manor Financial
New York
$390K -$12K -201 -3%
TC
212
TownSquare Capital
Utah
$381K -$50.7K -845 -12%
TWM
213
Titus Wealth Management
California
$369K
FFG
214
Frisch Financial Group
New York
$367K +$367K +6,124 New
WP
215
WealthShield Partners
North Carolina
$360K -$30.9K -516 -8%
MCCP
216
Mission Creek Capital Partners
California
$351K -$7.31K -122 -2%
BAS
217
Brown Advisory Securities
Maryland
$344K -$59.9K -1,000 -15%
AWA
218
Arete Wealth Advisors
Illinois
$332K -$41.3K -689 -11%
ASN
219
Advisory Services Network
Georgia
$325K -$595K -9,923 -65%
WS
220
Wedbush Securities
California
$320K -$15.9K -266 -5%
AFP
221
Ausdal Financial Partners
Iowa
$290K +$3.78K +63 +1%
CAM
222
Cresset Asset Management
Illinois
$276K +$276K +4,610 New
SS
223
Sunbelt Securities
Texas
$270K
MAFM
224
Mid Atlantic Financial Management
Pennsylvania
$261K +$261K +4,361 New
BFA
225
Benedict Financial Advisors
Georgia
$240K

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.