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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

218 hedge funds and large institutions have $3.19B invested in First Trust Enhanced Short Maturity ETF in 2019 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 105 increasing their positions, 65 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+7
Holders Change %
+3.32%
% of All Funds
4.79%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.55%
New
25
Increased
105
Reduced
65
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$770M
2
UBS Group
2
UBS Group
Switzerland
$202M
3
HIS
3
Harvest Investment Services
Illinois
$43.1M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$96.4M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$52.8M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$235M
2
MAP
2
Milestone Advisory Partners
North Carolina
$22M
3
SPIA
3
Steward Partners Investment Advisory
New York
$5.39M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
MML Investors Services
5
MML Investors Services
Massachusetts
$20.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
CTC
201
Central Trust Company
Missouri
$22K – – –
POIA
202
Pin Oak Investment Advisors
Texas
$21K -$16.3K -275 -44%
Fifth Third Bancorp
203
Fifth Third Bancorp
Ohio
$21K – – –
HS
204
Horan Securities
United States
$19K +$19K +323 New
WAP
205
Wealthcare Advisory Partners
Pennsylvania
$18K – – –
CAPTRUST Financial Advisors
206
CAPTRUST Financial Advisors
North Carolina
$18K +$7.98K +129 +80%
WCG
207
Weaver Consulting Group
California
$14K – – –
CFD
208
Creative Financial Designs
Indiana
$13K +$13K +220 New
CFA
209
Carroll Financial Associates
North Carolina
$7K – – –
NSIM
210
North Star Investment Management
Illinois
$6K +$6K +105 New
FEM
211
Fulcrum Equity Management
Texas
$5K +$5K +80 New
Deutsche Bank
212
Deutsche Bank
Germany
$5K +$5K +90 New
AAP
213
Arax Advisory Partners
Colorado
$4K – – –
DAM
214
Delta Asset Management
Tennessee
$4K – – –
TRCT
215
Tower Research Capital (TRC)
New York
$4K +$3.03K +47 +313%
AF
216
Advisornet Financial
Minnesota
$2K – – –
JFA
217
JNBA Financial Advisors
Minnesota
$2K – – –
Citadel Advisors
218
Citadel Advisors
Florida
– -$6.01M -100,071 Closed
BlackRock
219
BlackRock
New York
– -$3.89M -64,800 Closed
SCP
220
Syntal Capital Partners
Texas
– -$1.1M -19,370 Closed
MAFM
221
Mid Atlantic Financial Management
Pennsylvania
– -$1.1M -18,246 Closed
LI
222
LVZ Inc
Michigan
– -$987K -16,435 Closed
MA
223
Mutual Advisors
Nebraska
– -$360K -6,000 Closed
FA
224
FDx Advisors
Illinois
– -$288K -4,804 Closed
OIA
225
OneDigital Investment Advisors
Kansas
– -$225K -3,748 Closed
6 7 8
9
10