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First Trust Enhanced Short Maturity ETF

218 hedge funds and large institutions have $3.19B invested in First Trust Enhanced Short Maturity ETF in 2019 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 105 increasing their positions, 65 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 65

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

8% more capital invested

Capital invested by funds: $2.97B → $3.19B (+$227M)

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3% more funds holding

Funds holding: 211218 (+7)

0.12% more ownership

Funds ownership: 65.43%65.55% (+0.12%)

Holders
218
Holders Change
+7
Holders Change %
+3.32%
% of All Funds
4.78%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.55%
New
25
Increased
105
Reduced
65
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
176
SeaCrest Wealth Management
New York
$294K +$59.9K +997 +26%
AWM
177
Aries Wealth Management
Maine
$289K
RFN
178
RDA Financial Network
Iowa
$271K -$106K -1,769 -28%
CPO
179
Cerity Partners OCIO
New York
$252K -$63.9K -1,063 -20%
PNC Financial Services Group
180
PNC Financial Services Group
Pennsylvania
$248K -$12.5K -208 -5%
TFS
181
TrustCore Financial Services
Tennessee
$243K +$193K +3,210 +384%
NFG
182
Next Financial Group
Texas
$242K -$22.5K -374 -9%
LA
183
LexAurum Advisors
Kansas
$225K -$750K -12,477 -77%
MI
184
Moneywise Inc
Virginia
$216K +$216K +3,589 New
EDRIA
185
Edmonds Duncan Registered Investment Advisors
Kansas
$214K +$962 +16 +0.5%
VA
186
Valmark Advisers
Ohio
$210K -$9.08K -151 -4%
CWP
187
Capital Wealth Planning
Florida
$210K
CIA
188
Capital Investment Advisors
Georgia
$204K
MRCM
189
M&R Capital Management
New Jersey
$176K +$45.1K +750 +34%
William Blair & Company
190
William Blair & Company
Illinois
$175K
BWL
191
Bogart Wealth LLC
Virginia
$110K +$86.1K +1,433 +358%
Northwestern Mutual Wealth Management
192
Northwestern Mutual Wealth Management
Wisconsin
$108K -$102K -1,698 -49%
GRP
193
Global Retirement Partners
California
$103K +$61.9K +1,030 +151%
AIC
194
Archer Investment Corporation
Indiana
$102K -$4.27M -70,995 -98%
SIS
195
Sound Income Strategies
Florida
$57K +$25.4K +423 +80%
FHA
196
Flagship Harbor Advisors
Massachusetts
$56K -$5.65K -94 -9%
CB
197
CNB Bank
Pennsylvania
$53K
Bank of Montreal
198
Bank of Montreal
Ontario, Canada
$50K -$120K -1,997 -70%
FMP
199
Financial Management Professionals
Texas
$50K -$12.7K -211 -20%
OIA
200
Optimum Investment Advisors
Illinois
$37K -$38.7K -644 -51%

FTSM Hedge Fund Activity: Q3 2019 in Review

218 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2019, worth a combined $3.19B — up 7.6% from $2.97B a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FTSM positions and 17 closed out — a net gain of 8 holders — while 105 added to existing stakes and 65 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $57.9M. The largest seller was Bank of America, cutting an estimated $65M.

  • 218 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2019, up from 211 in Q2 2019.
  • Funds reported $3.19B of First Trust Enhanced Short Maturity ETF stock for Q3 2019, up 7.6% quarter-over-quarter.
  • 25 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2019 and 17 closed out, a net change of +8 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2019 was Morgan Stanley, an estimated $57.9M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2019 was Bank of America, an estimated $65M sold.

Based on aggregated 13F filings for Q3 2019.