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First Trust Enhanced Short Maturity ETF
FTSM

344 hedge funds and large institutions have $4.53B invested in First Trust Enhanced Short Maturity ETF in 2022 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 155 increasing their positions, 106 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

119% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 26

46% more repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 106

21% more funds holding in top 10

Funds holding in top 10: 28 → 34 (+6)

20% more capital invested

Capital invested by funds: $3.77B → $4.53B (+$764M)

7% more funds holding

Funds holding: 321 → 344 (+23)

1.76% less ownership

Funds ownership: 74.33% → 72.57% (-1.8%)

44% less call options, than puts

Call options by funds: $5K | Put options by funds: $9K

Holders
344
Holders Change
+23
Holders Change %
+7.17%
% of All Funds
5.93%
Holding in Top 10
34
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+21.43%
% of All Funds
0.59%
New
57
Increased
155
Reduced
106
Closed
26
Calls
$5K
Puts
$9K
Net Calls
-$4K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$157M
2
LPL Financial
LPL Financial
California
+$145M
3
Wells Fargo
Wells Fargo
California
+$123M
4
MF
Manchester Financial
California
+$61.5M
5
AWS
Atria Wealth Solutions
New York
+$42.1M

Top Sellers

Rank Fund Capital Flow
1
PFS
Prospera Financial Services
Texas
-$46.7M
2
First Trust Advisors
First Trust Advisors
Illinois
-$41.3M
3
OMC
Old Mission Capital
Illinois
-$33.8M
4
PG
Prostatis Group
Maryland
-$25.7M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$15.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIAS
126
Capital Investment Advisory Services
North Carolina
$2.77M +$802K +13,493 +41%
BRWA
127
B. Riley Wealth Advisors
Florida
$2.76M +$1.72M +28,955 +165%
MIM
128
MTM Investment Management
South Carolina
$2.75M -$212K -3,575 -7%
TCWM
129
Total Clarity Wealth Management
Illinois
$2.75M +$2.75M +46,340 New
SG
130
Strid Group
Pennsylvania
$2.74M -$148K -2,495 -5%
SA
131
Scarborough Advisors
Maryland
$2.73M +$2.39M +40,135 +682%
BWM
132
BerganKDV Wealth Management
Minnesota
$2.65M -$53.1K -893 -2%
ACM
133
AlphaStar Capital Management
North Carolina
$2.64M +$2.64M +44,480 New
GC
134
Grimes & Company
Massachusetts
$2.63M -$3.09K -52 -0.1%
MA
135
Mutual Advisors
Nebraska
$2.6M -$23.1K -389 -0.9%
LA
136
Latitude Advisors
Florida
$2.53M +$1.22M +20,503 +92%
HIC
137
Hartline Investment Corp
Illinois
$2.53M +$2.54M +42,717 New
AP
138
Atwood & Palmer
Missouri
$2.45M +$1.75M +29,375 +245%
BAM
139
Bellevue Asset Management
Washington
$2.44M +$395K +6,655 +19%
FIA
140
Foundations Investment Advisors
Arizona
$2.35M -$8.29M -139,459 -78%
State of Tennessee, Department of Treasury
141
State of Tennessee, Department of Treasury
Tennessee
$2.34M +$2.35M +39,481 New
Wealth Enhancement Advisory Services
142
Wealth Enhancement Advisory Services
Minnesota
$2.27M +$455K +7,655 +25%
GWM
143
Gray Wealth Management
Maine
$2.26M +$52.5K +883 +2%
WAP
144
Wealthcare Advisory Partners
Pennsylvania
$2.23M +$375K +6,312 +20%
TLFA
145
True Link Financial Advisors
California
$2.16M +$346K +5,814 +19%
CA
146
Crumly & Associates
Illinois
$2.15M +$1.7M +28,554 +369%
MSFS
147
Main Street Financial Solutions
Pennsylvania
$2.14M -$607K -10,212 -22%
1IA
148
1834 Investment Advisors
Wisconsin
$2.13M +$293K +4,931 +16%
SWP
149
Stratos Wealth Partners
Ohio
$2.09M +$188K +3,160 +10%
FIM
150
Freedom Investment Management
Connecticut
$2.03M -$676K -11,374 -25%
4 5
6
7 8

FTSM Hedge Fund Activity: Q3 2022 in Review

344 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2022, worth a combined $4.53B — up 20% from $3.77B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new FTSM positions and 26 closed out — a net gain of 31 holders — while 155 added to existing stakes and 106 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $157M. The largest seller was Prospera Financial Services, cutting an estimated $46.7M.

  • 344 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2022, up from 321 in Q2 2022.
  • Funds reported $4.53B of First Trust Enhanced Short Maturity ETF stock for Q3 2022, up 20% quarter-over-quarter.
  • 57 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2022 and 26 closed out, a net change of +31 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2022 was Morgan Stanley, an estimated $157M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2022 was Prospera Financial Services, an estimated $46.7M sold.

Based on aggregated 13F filings for Q3 2022.