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First Trust Enhanced Short Maturity ETF

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31%61.52% (+0.21%)

1% less funds holding

Funds holding: 264262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACP
126
Aveo Capital Partners
Colorado
$1.4M -$59.9K -1,000 -4%
DC
127
Davenport & Co
Virginia
$1.39M +$1.08M +18,071 +356%
BAM
128
Bellevue Asset Management
Washington
$1.37M +$27.3K +455 +2%
IA
129
Insight Advisors
Pennsylvania
$1.32M -$688K -11,475 -34%
CF
130
Centaurus Financial
California
$1.25M +$759K +12,670 +154%
AIA
131
Angeles Investment Advisors
California
$1.24M +$1.24M +20,639 New
MIAN
132
Mariner Independent Advisor Network
Kansas
$1.2M -$68.6K -1,144 -5%
Northwestern Mutual Wealth Management
133
Northwestern Mutual Wealth Management
Wisconsin
$1.17M +$79K +1,318 +7%
LA
134
LexAurum Advisors
Kansas
$1.15M -$9.65K -161 -0.8%
IFG
135
Independent Financial Group
California
$1.14M -$1.5K -25 -0.1%
WAP
136
Wealthcare Advisory Partners
Pennsylvania
$1.1M +$84.5K +1,410 +8%
Renaissance Technologies
137
Renaissance Technologies
New York
$1.09M -$11.9M -197,693 -92%
CWA
138
Capital Wealth Alliance
Arizona
$1.06M +$1.62K +27 +0.2%
PIA
139
Perennial Investment Advisors
California
$1.06M +$826K +13,778 +356%
PWM
140
Peterson Wealth Management
Nevada
$1.05M -$8.27K -138 -0.8%
AFA
141
American Financial Advisors
Georgia
$1M -$109K -1,823 -10%
BRWA
142
B. Riley Wealth Advisors
Florida
$1M -$46K -768 -4%
KNW
143
Kesler Norman & Wride
Utah
$978K -$50.4K -841 -5%
BCP
144
Blackhawk Capital Partners
Wisconsin
$968K -$1.67M -27,879 -63%
ACA
145
Affinity Capital Advisors
California
$960K +$371K +6,186 +63%
PMG
146
ProVise Management Group
Florida
$952K +$52.9K +883 +6%
TW
147
Towerpoint Wealth
California
$951K -$1.47M -24,593 -61%
CAS
148
Cascadia Advisory Services
Oregon
$934K +$166K +2,770 +22%
VCM
149
Virtue Capital Management
Tennessee
$914K +$914K +15,252 New
CCFM
150
Clear Creek Financial Management
Washington
$906K +$16.7K +279 +2%

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.