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First Trust Enhanced Short Maturity ETF
FTSM

284 hedge funds and large institutions have $3.3B invested in First Trust Enhanced Short Maturity ETF in 2020 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 104 increasing their positions, 101 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 21

15% more funds holding in top 10

Funds holding in top 10: 26 → 30 (+4)

12% more funds holding

Funds holding: 253 → 284 (+31)

1.94% more ownership

Funds ownership: 62.45% → 64.39% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 101

3% more capital invested

Capital invested by funds: $3.21B → $3.3B (+$92.5M)

Holders
284
Holders Change
+31
Holders Change %
+12.25%
% of All Funds
5.03%
Holding in Top 10
30
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+15.38%
% of All Funds
0.53%
New
55
Increased
104
Reduced
101
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SG
StoneX Group
New York
+$39.1M
2
Morgan Stanley
Morgan Stanley
New York
+$35.1M
3
Citadel Advisors
Citadel Advisors
Florida
+$31M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$18.9M
5
HighTower Advisors
HighTower Advisors
Illinois
+$15M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$45.8M
2
FEG
Financial Enhancement Group
Indiana
-$20.8M
3
SMM
Stadion Money Management
Georgia
-$20.2M
4
LC
Lubar & Co
Wisconsin
-$18.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAIM
126
International Assets Investment Management
Florida
$2.38M -$198K -3,294 -8%
TW
127
Towerpoint Wealth
California
$2.36M -$290K -4,829 -11%
MAP
128
Milestone Advisory Partners
North Carolina
$2.3M -$3.36M -55,977 -59%
GWA
129
GGM Wealth Advisors
Maryland
$2.14M +$2.14M +35,679 New
WWM
130
WT Wealth Management
Arizona
$2.08M +$576K +9,593 +38%
BWM
131
BerganKDV Wealth Management
Minnesota
$1.95M +$31.6K +526 +2%
AWM
132
Aprio Wealth Management
Georgia
$1.9M -$3.47M -57,768 -65%
CCM
133
Chiron Capital Management
Florida
$1.88M +$212K +3,533 +13%
LFAS
134
Level Four Advisory Services
Texas
$1.8M +$407K +6,774 +29%
CWM
135
Cranbrook Wealth Management
Michigan
$1.78M +$70.1K +1,167 +4%
IA
136
IFG Advisory
Georgia
$1.71M -$161K -2,678 -9%
ACI
137
Alpha Cubed Investments
California
$1.7M -$307K -5,119 -15%
22CM
138
20/20 Capital Management
California
$1.68M +$27.6K +459 +2%
AFA
139
American Financial Advisors
Georgia
$1.67M -$170K -2,827 -9%
OC
140
Oppenheimer & Co
New York
$1.67M -$152K -2,529 -8%
JCM
141
Jacobi Capital Management
Pennsylvania
$1.63M +$233K +3,878 +17%
HSA
142
HBK Sorce Advisory
Pennsylvania
$1.63M +$781 +13 +0%
LSPW
143
Lake Street Private Wealth
Illinois
$1.6M -$881K -14,677 -35%
KA
144
Kovack Advisors
Florida
$1.6M +$357K +5,941 +29%
BAM
145
Bellevue Asset Management
Washington
$1.59M -$588K -9,796 -27%
IA
146
Insight Advisors
Pennsylvania
$1.58M +$1.58M +26,293 New
EIA
147
Eldridge Investment Advisors
New Hampshire
$1.54M +$63.5K +1,058 +4%
FPWM
148
FSB Premier Wealth Management
Iowa
$1.5M +$1.5M +25,024 New
CAS
149
Coppell Advisory Solutions
Texas
$1.49M +$1.49M +24,753 New
ACP
150
Aveo Capital Partners
Colorado
$1.44M -$285K -4,748 -16%
4 5
6
7 8

FTSM Hedge Fund Activity: Q4 2020 in Review

284 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2020, worth a combined $3.3B — up 2.9% from $3.21B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new FTSM positions and 21 closed out — a net gain of 34 holders — while 104 added to existing stakes and 101 trimmed.

The largest buyer was StoneX Group, adding an estimated $39.1M. The largest seller was Jane Street, cutting an estimated $45.8M.

  • 284 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2020, up from 253 in Q3 2020.
  • Funds reported $3.3B of First Trust Enhanced Short Maturity ETF stock for Q4 2020, up 2.9% quarter-over-quarter.
  • 55 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2020 and 21 closed out, a net change of +34 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2020 was StoneX Group, an estimated $39.1M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2020 was Jane Street, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2020.