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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

253 hedge funds and large institutions have $3.25B invested in First Trust Enhanced Short Maturity ETF in 2019 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 94 increasing their positions, 83 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
253
Holders Change
+35
Holders Change %
+16.06%
% of All Funds
5%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.51%
New
56
Increased
94
Reduced
83
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$141M
2
Truist Financial
Truist Financial
North Carolina
$21.2M
3
VCM
Vivaldi Capital Management
Illinois
$19.2M
4
First Trust Advisors
First Trust Advisors
Illinois
$57.4M
5
IF
IRON Financial
Illinois
$11.7M

Top Sellers

1
PA
Planning Alternatives
Michigan
$49.6M
2
FEG
Financial Enhancement Group
Indiana
$7.68M
3
HIS
Harvest Investment Services
Illinois
$24.4M
4
Wells Fargo
Wells Fargo
California
$362M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$81.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
126
Crumly & Associates
Illinois
$1.39M +$1.39M +23,101 New
OC
127
Oppenheimer & Co
New York
$1.37M +$336K +5,585 +32%
HH
128
Hilltop Holdings
Texas
$1.33M -$230K -3,819 -15%
MC
129
Moors & Cabot
Massachusetts
$1.33M +$876K +14,578 +192%
22CM
130
20/20 Capital Management
California
$1.29M +$1.29M +21,382 New
JCM
131
Jacobi Capital Management
Pennsylvania
$1.28M +$226K +3,766 +21%
EH
132
Equitable Holdings
New York
$1.27M +$1.27M +21,147 New
CWA
133
Capital Wealth Alliance
Arizona
$1.25M +$1.25M +20,761 New
CWM
134
Cornerstone Wealth Management
Missouri
$1.23M +$145K +2,410 +13%
SA
135
Shilanski & Associates
Alaska
$1.2M +$302K +5,020 +34%
LFAS
136
Level Four Advisory Services
Texas
$1.17M +$152K +2,532 +15%
HAS
137
HBW Advisory Services
California
$1.1M +$1.1M +18,367 New
LSPW
138
Lake Street Private Wealth
Illinois
$1.1M +$109K +1,803 +11%
BFEC
139
Benjamin F. Edwards & Company
Missouri
$1.1M -$977K -16,259 -47%
AAS
140
Avantax Advisory Services
Texas
$1.09M +$642K +10,678 +143%
GLA
141
Good Life Advisors
Pennsylvania
$1.06M +$101K +1,678 +10%
AWM
142
Aprio Wealth Management
Georgia
$1.06M +$1.06M +17,633 New
AWM
143
AE Wealth Management
Kansas
$1.04M -$901 -15 -0.1%
AI
144
Atria Investments
North Carolina
$981K +$981K +16,331 New
Lido Advisors
145
Lido Advisors
California
$977K – – –
BWCS
146
Beirne Wealth Consulting Services
Connecticut
$930K -$2.74M -45,630 -75%
NC
147
NewSquare Capital
Pennsylvania
$921K -$1.47M -24,442 -61%
PAG
148
Private Advisory Group
Washington
$918K +$22.6K +377 +3%
SG
149
Strid Group
Pennsylvania
$903K -$220K -3,657 -20%
SAS
150
Sage Advisory Services
Texas
$885K +$11.8K +196 +1%
4 5
6
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