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First Trust Enhanced Short Maturity ETF
FTSM

284 hedge funds and large institutions have $3.3B invested in First Trust Enhanced Short Maturity ETF in 2020 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 104 increasing their positions, 101 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 21

15% more funds holding in top 10

Funds holding in top 10: 26 → 30 (+4)

12% more funds holding

Funds holding: 253 → 284 (+31)

1.94% more ownership

Funds ownership: 62.45% → 64.39% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 101

3% more capital invested

Capital invested by funds: $3.21B → $3.3B (+$92.5M)

Holders
284
Holders Change
+31
Holders Change %
+12.25%
% of All Funds
5.03%
Holding in Top 10
30
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+15.38%
% of All Funds
0.53%
New
55
Increased
104
Reduced
101
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG
StoneX Group
New York
+$39.1M
2
Morgan Stanley
Morgan Stanley
New York
+$35.1M
3
Citadel Advisors
Citadel Advisors
Florida
+$31M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$18.9M
5
HighTower Advisors
HighTower Advisors
Illinois
+$15M

Top Sellers

1
Jane Street
Jane Street
New York
-$45.8M
2
FEG
Financial Enhancement Group
Indiana
-$20.8M
3
SMM
Stadion Money Management
Georgia
-$20.2M
4
LC
Lubar & Co
Wisconsin
-$18.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$17.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
101
Ameritas Investment Company
Nebraska
$3.62M +$523K +8,708 +17%
WWM
102
Western Wealth Management
Colorado
$3.56M +$669K +11,148 +23%
PPG
103
Peak Planning Group
Colorado
$3.47M +$769K +12,808 +28%
WI
104
Wintrust Investments
Illinois
$3.33M -$168K -2,800 -5%
CWM
105
Cornerstone Wealth Management
Missouri
$3.25M +$1.86M +30,910 +133%
QCIG
106
Quad-Cities Investment Group
Iowa
$3.18M +$97.9K +1,630 +3%
CA
107
Calton & Associates
Florida
$3.1M +$370K +6,154 +14%
IA
108
IFP Advisors
Florida
$3.08M -$564K -9,386 -15%
WWMSC
109
Wagner Wealth Management (South Carolina)
South Carolina
$3.07M +$3.07M +51,116 New
IWM
110
IHT Wealth Management
Illinois
$3.07M -$349K -5,816 -10%
KWM
111
Kingsview Wealth Management
Oregon
$3.05M +$1.15M +19,078 +60%
KFGK
112
Keystone Financial Group (Kentucky)
Kentucky
$3.03M -$1.65M -27,527 -35%
HWM
113
Howard Wealth Management
Connecticut
$3.03M -$123K -2,047 -4%
ACA
114
Aptus Capital Advisors
Alabama
$3.01M -$6.48M -107,850 -68%
WDC
115
Woodward Diversified Capital
California
$3M +$3M +50,000 New
CFGS
116
Concourse Financial Group Securities
Alabama
$2.9M +$436K +7,267 +18%
BFEC
117
Benjamin F. Edwards & Company
Missouri
$2.84M +$1.3M +21,717 +85%
DWM
118
Darwin Wealth Management
Florida
$2.73M +$2.73M +45,390 New
MA
119
Mutual Advisors
Nebraska
$2.68M +$534K +8,895 +25%
CPIG
120
Chicago Partners Investment Group
Illinois
$2.65M +$158K +2,637 +6%
GWM
121
Gray Wealth Management
Maine
$2.64M +$1.35M +22,523 +105%
SFPG
122
Stonebridge Financial Planning Group
Florida
$2.62M -$59.3K -988 -2%
KPWS
123
Kestra Private Wealth Services
Texas
$2.57M +$759K +12,643 +42%
UCI
124
Uncommon Cents Investing
Wisconsin
$2.54M +$171K +2,840 +7%
CIAS
125
Capital Investment Advisory Services
North Carolina
$2.44M +$454K +7,558 +23%
3 4
5
6 7

FTSM Hedge Fund Activity: Q4 2020 in Review

284 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2020, worth a combined $3.3B — up 2.9% from $3.21B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new FTSM positions and 21 closed out — a net gain of 34 holders — while 104 added to existing stakes and 101 trimmed.

The largest buyer was StoneX Group, adding an estimated $39.1M. The largest seller was Jane Street, cutting an estimated $45.8M.

  • 284 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2020, up from 253 in Q3 2020.
  • Funds reported $3.3B of First Trust Enhanced Short Maturity ETF stock for Q4 2020, up 2.9% quarter-over-quarter.
  • 55 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2020 and 21 closed out, a net change of +34 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2020 was StoneX Group, an estimated $39.1M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2020 was Jane Street, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2020.