We are live on ! Find out more
FTSM icon

First Trust Enhanced Short Maturity ETF
FTSM

253 hedge funds and large institutions have $3.21B invested in First Trust Enhanced Short Maturity ETF in 2020 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 127 increasing their positions, 76 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 76

29% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 21

8% more funds holding in top 10

Funds holding in top 10: 24 → 26 (+2)

2% more funds holding

Funds holding: 247 → 253 (+6)

4% more capital invested

Capital invested by funds: $3.08B → $3.21B (+$123M)

0.14% more ownership

Funds ownership: 62.31% → 62.45% (+0.14%)

Holders
253
Holders Change
+6
Holders Change %
+2.43%
% of All Funds
5.1%
Holding in Top 10
26
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+8.33%
% of All Funds
0.52%
New
27
Increased
127
Reduced
76
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$44.6M
2
Bank of America
Bank of America
North Carolina
+$43.7M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$36.4M
4
LPL Financial
LPL Financial
California
+$28.7M
5
SMM
Stadion Money Management
Georgia
+$20.3M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$143M
2
MML Investors Services
MML Investors Services
Massachusetts
-$23.1M
3
Wells Fargo
Wells Fargo
California
-$20.2M
4
BCI
Brinker Capital Investments
Pennsylvania
-$19.7M
5
First Trust Advisors
First Trust Advisors
Illinois
-$13.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
HWM
101
Howard Wealth Management
Connecticut
$3.15M -$8.29K -138 -0.3%
AIC
102
Ameritas Investment Company
Nebraska
$3.09M – – –
QCIG
103
Quad-Cities Investment Group
Iowa
$3.08M +$424K +7,053 +16%
Deutsche Bank
104
Deutsche Bank
Germany
$2.94M +$1.29M +21,397 +78%
WWM
105
Western Wealth Management
Colorado
$2.89M +$349K +5,809 +14%
Susquehanna International Group
106
Susquehanna International Group
Pennsylvania
$2.79M +$2.38M +39,628 +571%
CA
107
Calton & Associates
Florida
$2.73M +$299K +4,970 +12%
PPG
108
Peak Planning Group
Colorado
$2.7M +$2.7M +45,019 New
SFPG
109
Stonebridge Financial Planning Group
Florida
$2.68M -$35.6K -592 -1%
TW
110
Towerpoint Wealth
California
$2.65M -$136K -2,265 -5%
IAIM
111
International Assets Investment Management
Florida
$2.58M -$52.7K -877 -2%
CPIG
112
Chicago Partners Investment Group
Illinois
$2.49M +$242K +4,029 +11%
LSPW
113
Lake Street Private Wealth
Illinois
$2.48M +$220K +3,657 +10%
CFGS
114
Concourse Financial Group Securities
Alabama
$2.46M +$52.3K +870 +2%
NC
115
NewSquare Capital
Pennsylvania
$2.43M +$610K +10,162 +34%
UCI
116
Uncommon Cents Investing
Wisconsin
$2.37M +$1.11M +18,470 +88%
WS
117
Wedbush Securities
California
$2.31M -$3.75M -62,405 -62%
BAM
118
Bellevue Asset Management
Washington
$2.18M +$754K +12,553 +53%
MA
119
Mutual Advisors
Nebraska
$2.14M -$34.4K -573 -2%
EH
120
Equitable Holdings
New York
$2.09M +$240K +4,001 +13%
ACI
121
Alpha Cubed Investments
California
$2.01M -$110K -1,835 -5%
CIAS
122
Capital Investment Advisory Services
North Carolina
$1.98M +$4.99K +83 +0.3%
AFP
123
Ausdal Financial Partners
Iowa
$1.95M +$1.95M +32,445 New
KPWS
124
Kestra Private Wealth Services
Texas
$1.93M +$1.81M +30,160 New
BWM
125
BerganKDV Wealth Management
Minnesota
$1.92M +$182K +3,033 +10%
3 4
5
6 7

FTSM Hedge Fund Activity: Q3 2020 in Review

253 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2020, worth a combined $3.21B — up 4% from $3.08B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FTSM positions and 21 closed out — a net gain of 6 holders — while 127 added to existing stakes and 76 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $44.6M. The largest seller was Jane Street, cutting an estimated $143M.

  • 253 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2020, up from 247 in Q2 2020.
  • Funds reported $3.21B of First Trust Enhanced Short Maturity ETF stock for Q3 2020, up 4% quarter-over-quarter.
  • 27 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2020 and 21 closed out, a net change of +6 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2020 was Morgan Stanley, an estimated $44.6M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2020 was Jane Street, an estimated $143M sold.

Based on aggregated 13F filings for Q3 2020.