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First Trust Enhanced Short Maturity ETF

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31%61.52% (+0.21%)

1% less funds holding

Funds holding: 264262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
76
Sigma Planning Corp
Michigan
$3.85M -$485K -8,092 -11%
CAN
77
Cetera Advisor Networks
California
$3.83M -$1.56M -26,084 -29%
DADC
78
D.A. Davidson & Co
Montana
$3.74M -$122K -2,034 -3%
JIP
79
Jaffetilchin Investment Partners
Florida
$3.71M +$3.2M +53,407 +628%
FIM
80
Freedom Investment Management
Connecticut
$3.2M +$1.32M +22,064 +70%
RA
81
RFG Advisory
Alabama
$3.19M -$595K -9,923 -16%
MA
82
Mutual Advisors
Nebraska
$3.15M -$84.8K -1,414 -3%
MSFS
83
Main Street Financial Solutions
Pennsylvania
$3.11M -$191K -3,187 -6%
KPWS
84
Kestra Private Wealth Services
Texas
$3.07M +$984K +16,414 +47%
SWP
85
Stratos Wealth Partners
Ohio
$3.05M -$792K -13,215 -21%
HCIA
86
Hochman Cole Investment Advisors
Illinois
$2.92M -$656K -10,947 -18%
QCIG
87
Quad-Cities Investment Group
Iowa
$2.83M -$168K -2,804 -6%
PPG
88
Peak Planning Group
Colorado
$2.82M +$2.82M +47,018 New
Ameriprise
89
Ameriprise
Minnesota
$2.66M +$2.32M +38,629 +679%
RJT
90
Raymond James Trust
Florida
$2.6M +$230K +3,837 +10%
HWM
91
Howard Wealth Management
Connecticut
$2.57M -$284K -4,735 -10%
CWM
92
Cornerstone Wealth Management
Missouri
$2.55M -$34.8K -580 -1%
CPIG
93
Chicago Partners Investment Group
Illinois
$2.48M +$211K +3,524 +9%
CA
94
Calton & Associates
Florida
$2.47M -$223K -3,717 -8%
CWM
95
Cranbrook Wealth Management
Michigan
$2.46M +$171K +2,852 +7%
1IA
96
1834 Investment Advisors
Wisconsin
$2.46M -$1.09M -18,179 -31%
AI
97
Atria Investments
North Carolina
$2.38M -$133K -2,217 -5%
ACA
98
Ascension Capital Advisors
Texas
$2.34M -$61.1K -1,020 -3%
BWM
99
BerganKDV Wealth Management
Minnesota
$2.29M +$310K +5,165 +16%
EL
100
Essex LLC
Illinois
$2.21M +$2.21M +36,796 New

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.