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First Trust Enhanced Short Maturity ETF

388 hedge funds and large institutions have $6.1B invested in First Trust Enhanced Short Maturity ETF in 2023 Q2 according to their latest regulatory filings, with 36 funds opening new positions, 140 increasing their positions, 182 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.38% less ownership

Funds ownership: 78.64%78.25% (-0.38%)

4% less capital invested

Capital invested by funds: $6.33B → $6.1B (-$235M)

3% less funds holding

Funds holding: 400388 (-12)

9% less funds holding in top 10

Funds holding in top 10: 4743 (-4)

18% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 44

23% less repeat investments, than reductions

Existing positions increased: 140 | Existing positions reduced: 182

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $12.8M

Holders
388
Holders Change
-12
Holders Change %
-3%
% of All Funds
6.09%
Holding in Top 10
43
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-8.51%
% of All Funds
0.68%
New
36
Increased
140
Reduced
182
Closed
44
Calls
Puts
$12.8M
Net Calls
-$12.8M
Net Calls Change
-$12.8M
Name Holding Trade Value Shares
Change
Change in
Stake
PVI
51
Pine Valley Investments
New Jersey
$17.7M +$8.98M +150,657 +103%
Truist Financial
52
Truist Financial
North Carolina
$16.8M -$4.18M -70,098 -20%
CCP
53
Cassia Capital Partners
North Carolina
$16.7M +$18.9K +317 +0.1%
TCM
54
Triumph Capital Management
Colorado
$16.7M +$41.4K +695 +0.2%
Citigroup
55
Citigroup
New York
$16.6M -$463K -7,777 -3%
FEG
56
Financial Enhancement Group
Indiana
$16.4M +$265K +4,453 +2%
UCFA
57
United Capital Financial Advisors
Texas
$15.9M -$12M -200,638 -43%
KC
58
Kinloch Capital
Virginia
$15.7M -$8.45M -141,781 -35%
SPC
59
Sigma Planning Corp
Michigan
$15.5M -$204K -3,426 -1%
EC
60
EdgeRock Capital
Colorado
$15.3M -$649K -10,896 -4%
SW
61
Simplicity Wealth
New Jersey
$15.3M -$349K -5,863 -2%
SS
62
Simplicity Solutions
Minnesota
$15.3M +$15.4M +257,954 New
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$15.3M -$7.59M -127,275 -33%
Citadel Advisors
64
Citadel Advisors
Florida
$14.6M +$14.3M +240,264 +3,962%
SWM
65
Shelton Wealth Management
Texas
$14.2M +$957K +16,061 +7%
RA
66
RiverTree Advisors
Florida
$13.1M -$280K -4,702 -2%
CAN
67
Cetera Advisor Networks
California
$12.9M -$4M -67,153 -24%
IWC
68
Integrated Wealth Concepts
Massachusetts
$12.7M +$9.84M +165,070 +337%
KWM
69
Kingsview Wealth Management
Oregon
$12.7M -$112K -1,879 -0.9%
MOS
70
MGO One Seven
Ohio
$12.1M +$4.12M +69,059 +51%
CIAS
71
Capital Investment Advisory Services
North Carolina
$11.8M +$6.88M +115,456 +140%
PBF
72
Petix & Botte Financial
California
$11.4M +$5.68M +95,372 +98%
FHA
73
Flagship Harbor Advisors
Massachusetts
$11.4M +$8.53M +143,165 +290%
WWA
74
WCG Wealth Advisors
Nevada
$11.4M
SLWA
75
San Luis Wealth Advisors
California
$11.3M +$11.4M +190,821 New

FTSM Hedge Fund Activity: Q2 2023 in Review

388 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2023, worth a combined $6.1B — down 3.7% from $6.33B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of FTSM and 36 opened new positions — a net loss of 8 holders — while 182 trimmed existing stakes and 140 added.

The largest buyer was Prostatis Group, adding an estimated $145M. The largest seller was Morgan Stanley, cutting an estimated $57.7M.

  • 388 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2023, down from 400 in Q1 2023.
  • Funds reported $6.1B of First Trust Enhanced Short Maturity ETF stock for Q2 2023, down 3.7% quarter-over-quarter.
  • 36 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2023 and 44 closed out, a net change of -8 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2023 was Prostatis Group, an estimated $145M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2023 was Morgan Stanley, an estimated $57.7M sold.

Based on aggregated 13F filings for Q2 2023.