We are live on ! Find out more
FTSM icon

First Trust Enhanced Short Maturity ETF

388 hedge funds and large institutions have $6.1B invested in First Trust Enhanced Short Maturity ETF in 2023 Q2 according to their latest regulatory filings, with 36 funds opening new positions, 140 increasing their positions, 182 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.38% less ownership

Funds ownership: 78.64%78.25% (-0.38%)

4% less capital invested

Capital invested by funds: $6.33B → $6.1B (-$235M)

3% less funds holding

Funds holding: 400388 (-12)

9% less funds holding in top 10

Funds holding in top 10: 4743 (-4)

18% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 44

23% less repeat investments, than reductions

Existing positions increased: 140 | Existing positions reduced: 182

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $12.8M

Holders
388
Holders Change
-12
Holders Change %
-3%
% of All Funds
6.09%
Holding in Top 10
43
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-8.51%
% of All Funds
0.68%
New
36
Increased
140
Reduced
182
Closed
44
Calls
Puts
$12.8M
Net Calls
-$12.8M
Net Calls Change
-$12.8M
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
26
Prospera Financial Services
Texas
$39.4M -$44.7M -750,843 -53%
Renaissance Technologies
27
Renaissance Technologies
New York
$34.9M
SPIA
28
Steward Partners Investment Advisory
New York
$33.8M -$1.09M -18,321 -3%
MF
29
Manchester Financial
California
$32.2M -$3.99M -66,942 -11%
AWS
30
Atria Wealth Solutions
New York
$31.3M -$969K -16,258 -3%
AI
31
Atria Investments
North Carolina
$29.5M +$989K +16,595 +3%
AAS
32
Avantax Advisory Services
Texas
$27.8M +$375K +6,284 +1%
HighTower Advisors
33
HighTower Advisors
Illinois
$25.7M -$1.81M -30,400 -7%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$23.2M +$664K +11,149 +3%
DADC
35
D.A. Davidson & Co
Montana
$22.2M -$6.38M -107,117 -22%
PNC
36
Park National Corp
Ohio
$21.8M -$1.7M -28,501 -7%
OC
37
Oppenheimer & Co
New York
$21.7M +$2.81M +47,093 +15%
LIA
38
Luken Investment Analytics
Tennessee
$21.7M +$11.7M +195,944 +116%
PAG
39
Private Advisor Group
New Jersey
$21.3M -$15M -252,120 -41%
NA
40
NewEdge Advisors
Louisiana
$20.6M -$6.74M -113,039 -25%
MAM
41
Milestone Asset Management
Pennsylvania
$20.2M +$1.02M +17,066 +5%
MML Investors Services
42
MML Investors Services
Massachusetts
$20.1M -$1.75M -29,328 -8%
AWM
43
AE Wealth Management
Kansas
$20.1M -$12.8M -214,028 -39%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$20M -$4.09M -68,626 -17%
HI
45
Harbour Investments
Wisconsin
$19.4M -$7.15K -120 -0%
1W
46
1776 Wealth
Georgia
$19.2M -$799K -13,415 -4%
FWA
47
FSC Wealth Advisors
New York
$19.1M +$41.5K +697 +0.2%
KPWS
48
Kestra Private Wealth Services
Texas
$18M -$606K -10,165 -3%
AWS
49
AJ Wealth Strategies
New York
$17.8M -$44.3M -744,085 -71%
TCM
50
TD Capital Management
Tennessee
$17.7M +$3.08M +51,659 +21%

FTSM Hedge Fund Activity: Q2 2023 in Review

388 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2023, worth a combined $6.1B — down 3.7% from $6.33B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of FTSM and 36 opened new positions — a net loss of 8 holders — while 182 trimmed existing stakes and 140 added.

The largest buyer was Prostatis Group, adding an estimated $145M. The largest seller was Morgan Stanley, cutting an estimated $57.7M.

  • 388 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2023, down from 400 in Q1 2023.
  • Funds reported $6.1B of First Trust Enhanced Short Maturity ETF stock for Q2 2023, down 3.7% quarter-over-quarter.
  • 36 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2023 and 44 closed out, a net change of -8 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2023 was Prostatis Group, an estimated $145M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2023 was Morgan Stanley, an estimated $57.7M sold.

Based on aggregated 13F filings for Q2 2023.