We are live on ! Find out more
FTSM icon

First Trust Enhanced Short Maturity ETF
FTSM

386 hedge funds and large institutions have $6.38B invested in First Trust Enhanced Short Maturity ETF in 2022 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 165 increasing their positions, 118 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 29

47% more funds holding in top 10

Funds holding in top 10: 34 → 50 (+16)

41% more capital invested

Capital invested by funds: $4.53B → $6.38B (+$1.84B)

40% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 118

12% more funds holding

Funds holding: 344 → 386 (+42)

6.79% more ownership

Funds ownership: 72.57% → 79.36% (+6.8%)

Holders
386
Holders Change
+42
Holders Change %
+12.21%
% of All Funds
6.2%
Holding in Top 10
50
Holding in Top 10 Change
+16
Holding in Top 10 Change %
+47.06%
% of All Funds
0.8%
New
76
Increased
165
Reduced
118
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$180M
2
LPL Financial
LPL Financial
California
+$150M
3
Wells Fargo
Wells Fargo
California
+$117M
4
First Trust Advisors
First Trust Advisors
Illinois
+$98.4M
5
UBS Group
UBS Group
Switzerland
+$92.5M

Top Sellers

Rank Fund Capital Flow
1
AWS
Atria Wealth Solutions
New York
-$35.6M
2
UCFA
United Capital Financial Advisors
Texas
-$12.7M
3
Citadel Advisors
Citadel Advisors
Florida
-$10.8M
4
FEG
Financial Enhancement Group
Indiana
-$9.09M
5
IPW
IronBridge Private Wealth
Texas
-$7.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
Mariner
26
Mariner
Kansas
$36.2M +$30.3M +510,574 +521%
SPIA
27
Steward Partners Investment Advisory
New York
$34.7M +$2.33M +39,151 +7%
GIA
28
Gladstone Institutional Advisory
Florida
$33.4M +$643K +10,820 +2%
KAS
29
Kestra Advisory Services
Texas
$33.2M -$2.34M -39,313 -7%
Truist Financial
30
Truist Financial
North Carolina
$29.6M +$1.4M +23,483 +5%
Renaissance Technologies
31
Renaissance Technologies
New York
$29.2M +$9.32M +156,828 +47%
SMF
32
Sterling Manor Financial
New York
$28.9M +$4.07M +68,528 +16%
Corient Private Wealth
33
Corient Private Wealth
Florida
$28.7M +$28.7M +483,633 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$28.6M -$6.99M -117,705 -20%
CA
35
Crumly & Associates
Illinois
$26.7M +$24.5M +412,986 +1,138%
KC
36
Kinloch Capital
Virginia
$26.4M -$438K -7,375 -2%
PNC
37
Park National Corp
Ohio
$26.2M +$1.79M +30,146 +7%
AWM
38
AE Wealth Management
Kansas
$26.1M +$7.21M +121,393 +38%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$25.4M -$1.49M -25,147 -6%
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$25.3M +$21M +352,677 +483%
AAS
41
Avantax Advisory Services
Texas
$25M +$13M +218,835 +109%
AI
42
Atria Investments
North Carolina
$22.6M +$18.8M +315,976 +493%
HI
43
Harbour Investments
Wisconsin
$20.9M +$3.8M +63,976 +22%
CAS
44
Coppell Advisory Solutions
Texas
$20.8M +$20.8M +349,793 New
CASC
45
Coppell Advisory Solutions Corp
Texas
$20.8M +$20.8M +349,793 New
SAM
46
Synergy Asset Management
Washington
$19.7M -$6.91M -116,306 -26%
MML Investors Services
47
MML Investors Services
Massachusetts
$19.4M +$12.2M +204,762 +169%
AWS
48
Atria Wealth Solutions
New York
$19.2M -$35.6M -598,685 -65%
SWM
49
Shelton Wealth Management
Texas
$18.1M +$4.83M +81,306 +36%
SL
50
Systelligence LLC
Minnesota
$17.6M +$17.6M +296,647 New
1
2
3 4 5

FTSM Hedge Fund Activity: Q4 2022 in Review

386 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2022, worth a combined $6.38B — up 41% from $4.53B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new FTSM positions and 29 closed out — a net gain of 47 holders — while 165 added to existing stakes and 118 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $180M. The largest seller was Atria Wealth Solutions, cutting an estimated $35.6M.

  • 386 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2022, up from 344 in Q3 2022.
  • Funds reported $6.38B of First Trust Enhanced Short Maturity ETF stock for Q4 2022, up 41% quarter-over-quarter.
  • 76 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2022 and 29 closed out, a net change of +47 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2022 was Morgan Stanley, an estimated $180M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2022 was Atria Wealth Solutions, an estimated $35.6M sold.

Based on aggregated 13F filings for Q4 2022.