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First Trust Enhanced Short Maturity ETF
FTSM

386 hedge funds and large institutions have $6.38B invested in First Trust Enhanced Short Maturity ETF in 2022 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 165 increasing their positions, 118 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 29

47% more funds holding in top 10

Funds holding in top 10: 34 → 50 (+16)

41% more capital invested

Capital invested by funds: $4.53B → $6.38B (+$1.84B)

40% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 118

12% more funds holding

Funds holding: 344 → 386 (+42)

6.79% more ownership

Funds ownership: 72.57% → 79.36% (+6.8%)

Holders
386
Holders Change
+42
Holders Change %
+12.21%
% of All Funds
6.2%
Holding in Top 10
50
Holding in Top 10 Change
+16
Holding in Top 10 Change %
+47.06%
% of All Funds
0.8%
New
76
Increased
165
Reduced
118
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$180M
2
LPL Financial
LPL Financial
California
+$150M
3
Wells Fargo
Wells Fargo
California
+$117M
4
First Trust Advisors
First Trust Advisors
Illinois
+$98.4M
5
UBS Group
UBS Group
Switzerland
+$92.5M

Top Sellers

Rank Fund Capital Flow
1
AWS
Atria Wealth Solutions
New York
-$35.6M
2
UCFA
United Capital Financial Advisors
Texas
-$12.7M
3
Citadel Advisors
Citadel Advisors
Florida
-$10.8M
4
FEG
Financial Enhancement Group
Indiana
-$9.09M
5
IPW
IronBridge Private Wealth
Texas
-$7.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
326
PSI Advisors
Florida
$271K – – –
OL
327
Owen LaRue
Kentucky
$266K +$266K +4,479 New
BCP
328
Blackhawk Capital Partners
Wisconsin
$259K -$3.32M -55,812 -93%
AWM
329
Axxcess Wealth Management
California
$259K -$177K -2,982 -41%
MCCP
330
Mission Creek Capital Partners
California
$256K +$535 +9 +0.2%
TFS
331
TrustCore Financial Services
Tennessee
$255K – – –
BTI
332
Blue Trust Inc
Georgia
$248K – – –
ACI
333
Alpha Cubed Investments
California
$245K -$222K -3,744 -48%
FPWM
334
FSB Premier Wealth Management
Iowa
$240K +$1.9K +32 +0.8%
BWA
335
Beam Wealth Advisors
Louisiana
$237K -$86.1K -1,449 -27%
SS
336
Sunbelt Securities
Texas
$225K +$225K +3,786 New
NWMG
337
National Wealth Management Group
Ohio
$223K – – –
BFA
338
Benedict Financial Advisors
Georgia
$214K +$214K +3,606 New
GRP
339
Global Retirement Partners
California
$214K -$282K -4,747 -57%
OCM
340
One Capital Management
California
$213K -$114K -1,924 -35%
FFG
341
Frisch Financial Group
New York
$211K +$1.96K +33 +0.9%
BWM
342
BerganKDV Wealth Management
Minnesota
$210K -$2.44M -41,112 -92%
TC
343
Titleist Capital
Texas
$204K – – –
VF
344
VitalStone Financial
Texas
$199K +$200K +3,363 New
IIL
345
Insight Inv LLC
California
$195K – – –
CAL
346
Capital Analysts LLC
Pennsylvania
$185K +$2.44K +41 +1%
FFA
347
Farther Finance Advisors
California
$185K +$185K +3,110 New
TAM
348
Tucker Asset Management
Colorado
$179K +$9.39K +158 +6%
HNB
349
Huntington National Bank
Ohio
$173K – – –
FRA
350
Front Row Advisors
California
$149K – – –
12 13
14
15 16

FTSM Hedge Fund Activity: Q4 2022 in Review

386 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2022, worth a combined $6.38B — up 41% from $4.53B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new FTSM positions and 29 closed out — a net gain of 47 holders — while 165 added to existing stakes and 118 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $180M. The largest seller was Atria Wealth Solutions, cutting an estimated $35.6M.

  • 386 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2022, up from 344 in Q3 2022.
  • Funds reported $6.38B of First Trust Enhanced Short Maturity ETF stock for Q4 2022, up 41% quarter-over-quarter.
  • 76 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2022 and 29 closed out, a net change of +47 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2022 was Morgan Stanley, an estimated $180M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2022 was Atria Wealth Solutions, an estimated $35.6M sold.

Based on aggregated 13F filings for Q4 2022.