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First Trust Enhanced Short Maturity ETF

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31%61.52% (+0.21%)

1% less funds holding

Funds holding: 264262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
251
Allworth Financial
California
$21K
IF
252
Ironwood Financial
Arizona
$16K
HI
253
Hoey Investments
Pennsylvania
$13K
Fifth Third Bancorp
254
Fifth Third Bancorp
Ohio
$9K -$97.8K -1,631 -92%
CFA
255
Carroll Financial Associates
North Carolina
$7K
HIA
256
Harbor Investment Advisory
Maryland
$6K
Bank of Montreal
257
Bank of Montreal
Ontario, Canada
$5K
AF
258
Advisornet Financial
Minnesota
$5K +$3.84K +64 +246%
BA
259
Bellwether Advisors
Nebraska
$4K
JFA
260
JNBA Financial Advisors
Minnesota
$4K
WT
261
Whittier Trust
California
$4K +$3.9K +65 New
LAS
262
Lloyd Advisory Services
Georgia
$2K
Citadel Advisors
263
Citadel Advisors
Florida
-$18.7M -311,794 Closed
CCP
264
Cassia Capital Partners
North Carolina
-$17.9M -298,308 Closed
FTUS
265
Flow Traders U.S.
New York
-$6.36M -106,171 Closed
MCM
266
MAI Capital Management
Ohio
-$5.74M -95,778 Closed
GWA
267
GGM Wealth Advisors
Maryland
-$2.08M -34,666 Closed
Deutsche Bank
268
Deutsche Bank
Germany
-$2.05M -34,170 Closed
WI
269
Wintrust Investments
Illinois
-$1.91M -31,928 Closed
ACA
270
Aptus Capital Advisors
Alabama
-$1.11M -18,579 Closed
EE
271
EWG Elevate
California
-$1.08M -17,959 Closed
TSS
272
Two Sigma Securities
New York
-$1.07M -17,940 Closed
LFAS
273
Level Four Advisory Services
Texas
-$427K -7,118 Closed
OWA
274
Octavia Wealth Advisors
Ohio
-$321K -5,348 Closed
SFP
275
Strategic Financial Partners
Oregon
-$243K -4,051 Closed

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.