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First Trust Enhanced Short Maturity ETF
FTSM

386 hedge funds and large institutions have $6.38B invested in First Trust Enhanced Short Maturity ETF in 2022 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 165 increasing their positions, 118 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 29

47% more funds holding in top 10

Funds holding in top 10: 34 → 50 (+16)

41% more capital invested

Capital invested by funds: $4.53B → $6.38B (+$1.84B)

40% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 118

12% more funds holding

Funds holding: 344 → 386 (+42)

6.79% more ownership

Funds ownership: 72.57% → 79.36% (+6.8%)

Holders
386
Holders Change
+42
Holders Change %
+12.21%
% of All Funds
6.2%
Holding in Top 10
50
Holding in Top 10 Change
+16
Holding in Top 10 Change %
+47.06%
% of All Funds
0.8%
New
76
Increased
165
Reduced
118
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$180M
2
LPL Financial
LPL Financial
California
+$150M
3
Wells Fargo
Wells Fargo
California
+$117M
4
First Trust Advisors
First Trust Advisors
Illinois
+$98.4M
5
UBS Group
UBS Group
Switzerland
+$92.5M

Top Sellers

Rank Fund Capital Flow
1
AWS
Atria Wealth Solutions
New York
-$35.6M
2
UCFA
United Capital Financial Advisors
Texas
-$12.7M
3
Citadel Advisors
Citadel Advisors
Florida
-$10.8M
4
FEG
Financial Enhancement Group
Indiana
-$9.09M
5
IPW
IronBridge Private Wealth
Texas
-$7.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
226
True Capital Management
California
$951K +$950K +15,994 New
CA
227
Cambridge Advisors
Nebraska
$948K +$91.4K +1,539 +11%
KFP
228
KMG Fiduciary Partners
Ohio
$936K +$936K +15,753 New
CMS
229
Capital Market Strategies
Florida
$933K -$4.93K -83 -0.5%
ACM
230
Arlington Capital Management
Illinois
$930K +$929K +15,645 New
BPA
231
Beacon Pointe Advisors
California
$922K -$1.54K -26 -0.2%
EL
232
Essex LLC
Illinois
$912K -$44K -740 -5%
Creative Planning
233
Creative Planning
Kansas
$884K -$487K -8,193 -36%
MC
234
Moors & Cabot
Massachusetts
$878K +$47.5K +799 +6%
CSPIA
235
Cary Street Partners Investment Advisory
Virginia
$877K +$413K +6,952 +89%
DWMG
236
DB Wealth Management Group
California
$859K +$640K +10,766 +292%
William Blair & Company
237
William Blair & Company
Illinois
$843K -$184K -3,100 -18%
SEA
238
Stegent Equity Advisors
Texas
$836K -$4.61M -77,601 -85%
FMTC
239
Farmers & Merchants Trust Company
California
$818K +$320K +5,392 +64%
SWM
240
SeaCrest Wealth Management
New York
$812K +$812K +13,662 New
WWP
241
WR Wealth Planners
Missouri
$807K +$807K +13,578 New
PCIA
242
Prime Capital Investment Advisors
Kansas
$791K +$501K +8,433 +173%
OMC
243
Old Mission Capital
Illinois
$771K +$771K +12,975 New
BAM
244
Belpointe Asset Management
Nevada
$771K +$148K +2,488 +24%
Bank of New York Mellon
245
Bank of New York Mellon
New York
$760K +$36.2K +610 +5%
AFA
246
American Financial Advisors
Georgia
$755K -$3.86K -65 -0.5%
SPL
247
Smart Portfolios LLC
Washington
$745K +$744K +12,527 New
ACA
248
Aptus Capital Advisors
Alabama
$743K +$1.25K +21 +0.2%
SFWA
249
Summit Financial Wealth Advisors
Louisiana
$739K -$258K -4,347 -26%
GWANC
250
Guardian Wealth Advisors (North Carolina)
North Carolina
$738K -$56.4K -950 -7%
8 9
10
11 12

FTSM Hedge Fund Activity: Q4 2022 in Review

386 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2022, worth a combined $6.38B — up 41% from $4.53B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new FTSM positions and 29 closed out — a net gain of 47 holders — while 165 added to existing stakes and 118 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $180M. The largest seller was Atria Wealth Solutions, cutting an estimated $35.6M.

  • 386 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2022, up from 344 in Q3 2022.
  • Funds reported $6.38B of First Trust Enhanced Short Maturity ETF stock for Q4 2022, up 41% quarter-over-quarter.
  • 76 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2022 and 29 closed out, a net change of +47 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2022 was Morgan Stanley, an estimated $180M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2022 was Atria Wealth Solutions, an estimated $35.6M sold.

Based on aggregated 13F filings for Q4 2022.