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First Trust Enhanced Short Maturity ETF
FTSM

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31% → 61.52% (+0.21%)

1% less funds holding

Funds holding: 264 → 262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 18 → 17 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$56.5M
2
IPW
IronBridge Private Wealth
Texas
+$20.2M
3
BRWM
B. Riley Wealth Management
Tennessee
+$8.81M
4
LPL Financial
LPL Financial
California
+$7.05M
5
PBF
Petix & Botte Financial
California
+$5.49M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$18.7M
2
HighTower Advisors
HighTower Advisors
Illinois
-$18.4M
3
CCP
Cassia Capital Partners
North Carolina
-$17.9M
4
Bank of America
Bank of America
North Carolina
-$17.1M
5
Renaissance Technologies
Renaissance Technologies
New York
-$11.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
NWM
226
Northwest Wealth Management
Iowa
$237K – – –
PWM
227
Purus Wealth Management
California
$237K +$237K +3,961 New
CAM
228
Concorde Asset Management
Michigan
$227K +$1.62K +27 +0.7%
MAP
229
Milestone Advisory Partners
North Carolina
$224K -$53.3K -890 -19%
PCIA
230
Prime Capital Investment Advisors
Kansas
$221K – – –
AWM
231
Apollon Wealth Management
South Carolina
$218K +$218K +3,630 New
VA
232
Valmark Advisers
Ohio
$214K +$214K +3,574 New
WAS
233
Wealth Advisory Solutions
Indiana
$209K -$24.4K -407 -10%
DWMG
234
DB Wealth Management Group
California
$188K – – –
BFEC
235
Benjamin F. Edwards & Company
Missouri
$174K -$174K -2,911 -50%
PA
236
PSI Advisors
Florida
$160K +$160K +2,669 New
FRA
237
Front Row Advisors
California
$150K – – –
William Blair & Company
238
William Blair & Company
Illinois
$143K +$59.9K +1,000 +72%
TAM
239
Tucker Asset Management
Colorado
$139K +$94K +1,568 +210%
SWM
240
Sugarloaf Wealth Management
Georgia
$125K +$120 +2 +0.1%
MRCM
241
M&R Capital Management
New Jersey
$118K -$5.99K -100 -5%
DWP
242
Destiny Wealth Partners
Florida
$113K +$113K +1,880 New
BAM
243
Belpointe Asset Management
Nevada
$104K +$104K +1,742 New
SIM
244
Sonora Investment Management
Arizona
$75K – – –
GEA
245
Glen Eagle Advisors
New Jersey
$73.4K – – –
FGAM
246
Financial Gravity Asset Management
Texas
$60K +$7.37K +123 New
CFD
247
Creative Financial Designs
Indiana
$54K +$19.8K +330 +57%
PNC Financial Services Group
248
PNC Financial Services Group
Pennsylvania
$44K – – –
CAPTRUST Financial Advisors
249
CAPTRUST Financial Advisors
North Carolina
$36K – – –
CWA
250
Clearview Wealth Advisors
Oregon
$27K +$60 +1 +0.2%
8 9
10
11 12

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.