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First Trust US Equity Opportunities ETF

194 hedge funds and large institutions have $996M invested in First Trust US Equity Opportunities ETF in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

3% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 67

2% less funds holding

Funds holding: 197194 (-3)

4.06% less ownership

Funds ownership: 54.15%50.09% (-4.1%)

11% less capital invested

Capital invested by funds: $1.13B → $996M (-$129M)

Holders
194
Holders Change
-3
Holders Change %
-1.52%
% of All Funds
3.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
14
Increased
65
Reduced
67
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HCP
176
Hexagon Capital Partners
Arkansas
$26K
RIM
177
Rockbridge Investment Management
New York
$25K
FA
178
Flagstar Advisors
New York
$19K +$19.4K +153 New
SIM
179
Sonora Investment Management
Arizona
$18K
BWM
180
Baystate Wealth Management
Massachusetts
$17K
BAM
181
Baldrige Asset Management
Pennsylvania
$16K
CWC
182
Carolinas Wealth Consulting
North Carolina
$13K
LWM
183
Liberty Wealth Management
California
$13K
COCM
184
Charter Oak Capital Management
New Hampshire
$12K
NL
185
NEPC LLC
Massachusetts
$11K -$11.3K -89 -50%
BlackRock
186
BlackRock
New York
$10K -$4.58K -36 -32%
CAL
187
Capital Analysts LLC
Pennsylvania
$9K
KA
188
Kozak & Associates
Colorado
$9K +$8.39K +66 New
AF
189
Allworth Financial
California
$8K
GTAM
190
Global Trust Asset Management
Florida
$6K
JFA
191
JNBA Financial Advisors
Minnesota
$6K
TF
192
TimeScale Financial
Massachusetts
$5K
PA
193
Parallel Advisors
California
$4K
PFGIA
194
Patriot Financial Group Insurance Agency
Massachusetts
$3K
LFAS
195
Level Four Advisory Services
Texas
-$7.58M -59,427 Closed
CCP
196
Cassia Capital Partners
North Carolina
-$6.71M -52,601 Closed
Susquehanna International Group
197
Susquehanna International Group
Pennsylvania
-$2.02M -15,839 Closed
Renaissance Technologies
198
Renaissance Technologies
New York
-$548K -4,300 Closed
JP Morgan Chase
199
JP Morgan Chase
New York
-$530K -4,160 Closed
CAN
200
Claraphi Advisory Network
United States
-$501K -3,932 Closed

FPX Hedge Fund Activity: Q3 2021 in Review

194 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2021, worth a combined $996M — down 11% from $1.13B a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FPX positions and 13 closed out — a net gain of 1 holder — while 65 added to existing stakes and 67 trimmed.

The largest buyer was Almanack Investment Partners, adding an estimated $9.01M. The largest seller was AE Wealth Management, cutting an estimated $39.4M.

  • 194 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2021, down from 197 in Q2 2021.
  • Funds reported $996M of First Trust US Equity Opportunities ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 14 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2021 and 13 closed out, a net change of +1 holder.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2021 was Almanack Investment Partners, an estimated $9.01M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2021 was AE Wealth Management, an estimated $39.4M sold.

Based on aggregated 13F filings for Q3 2021.