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First Trust US Equity Opportunities ETF
FPX

162 hedge funds and large institutions have $341M invested in First Trust US Equity Opportunities ETF in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 77 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

0.83% less ownership

Funds ownership: 45.85% → 45.02% (-0.83%)

3% less funds holding

Funds holding: 167 → 162 (-5)

7% less capital invested

Capital invested by funds: $366M → $341M (-$25M)

51% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 77

Holders
162
Holders Change
-5
Holders Change %
-2.99%
% of All Funds
2.58%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
38
Reduced
77
Closed
15
Calls
$25K
Puts
–
Net Calls
+$25K
Net Calls Change
+$25K

Top Buyers

1
WEG
World Equity Group
Illinois
+$2.93M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$2.32M
3
HGERS
Householder Group Estate & Retirement Specialist
Arizona
+$925K
4
FTUS
Flow Traders U.S.
New York
+$846K
5
VF
VitalStone Financial
Texas
+$833K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$5.75M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.1M
3
LPL Financial
LPL Financial
California
-$4.82M
4
AOG
Alpha Omega Group
Virginia
-$2.35M
5
TCWA
Ten Capital Wealth Advisors
Washington
-$2.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
CP
151
Castleview Partners
Texas
$6.47K – – –
CAL
152
Capital Analysts LLC
Pennsylvania
$6K – – –
HF
153
Halpern Financial
Virginia
$5.88K -$8.29K -100 -59%
KA
154
Kozak & Associates
Colorado
$5.59K +$83 +1 +2%
AF
155
Allworth Financial
California
$5.46K – – –
TWC
156
TD Waterhouse Canada
Ontario, Canada
$4.18K – – –
BAM
157
Belpointe Asset Management
Nevada
$3.87K – – –
CFGS
158
Concourse Financial Group Securities
Alabama
$2.44K – – –
TRCT
159
Tower Research Capital (TRC)
New York
$2K +$1.82K +22 +367%
CB
160
CNB Bank
Pennsylvania
$1.26K – – –
WWM
161
Wolff Wiese Magana
California
$673 – – –
SIS
162
Sound Income Strategies
Florida
$252 +$249 +3 New
AOG
163
Alpha Omega Group
Virginia
– -$2.35M -29,894 Closed
PFG
164
Prosperity Financial Group
California
– -$755K -9,598 Closed
AWG
165
Altus Wealth Group
Colorado
– -$307K -3,899 Closed
IFG
166
Independent Financial Group
California
– -$299K -3,800 Closed
Rockefeller Capital Management
167
Rockefeller Capital Management
New York
– -$290K -3,690 Closed
Baird Financial Group
168
Baird Financial Group
Wisconsin
– -$222K -2,817 Closed
EA
169
Ergawealth Advisors
Illinois
– -$214K -2,716 Closed
WIM
170
WealthPlan Investment Management
Nebraska
– -$222K -2,588 Closed
KFI
171
Key Financial Inc
Pennsylvania
– -$38.3K -473 Closed
HDIM
172
Hanson & Doremus Investment Management
Vermont
– -$13K -168 Closed
LS
173
Leelyn Smith
Illinois
– -$13.1K -166 Closed
FWA
174
Freedom Wealth Alliance
Wisconsin
– -$2.91K -37 Closed
FFA
175
Farther Finance Advisors
California
– -$2.75K -35 Closed
4 5 6
7
8

FPX Hedge Fund Activity: Q1 2023 in Review

162 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q1 2023, worth a combined $341M — down 6.8% from $366M a quarter earlier.

Fund positioning in FPX was balanced in Q1 2023: 15 funds opened new positions, 15 closed out, 38 added to existing stakes and 77 trimmed.

The largest buyer was World Equity Group, adding an estimated $2.93M. The largest seller was Morgan Stanley, cutting an estimated $5.75M.

  • 162 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q1 2023, down from 167 in Q4 2022.
  • Funds reported $341M of First Trust US Equity Opportunities ETF stock for Q1 2023, down 6.8% quarter-over-quarter.
  • 15 funds opened new First Trust US Equity Opportunities ETF positions in Q1 2023 and 15 closed out, a net change of 0 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q1 2023 was World Equity Group, an estimated $2.93M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q1 2023 was Morgan Stanley, an estimated $5.75M sold.

Based on aggregated 13F filings for Q1 2023.