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First Trust US Equity Opportunities ETF
FPX

207 hedge funds and large institutions have $982M invested in First Trust US Equity Opportunities ETF in 2021 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 53 increasing their positions, 76 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 17

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

7% more funds holding

Funds holding: 194 → 207 (+13)

2.87% more ownership

Funds ownership: 50.09% → 52.95% (+2.9%)

1% less capital invested

Capital invested by funds: $996M → $982M (-$13.9M)

30% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 76

Holders
207
Holders Change
+13
Holders Change %
+6.7%
% of All Funds
3.19%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
33
Increased
53
Reduced
76
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$11.8M
2
CCP
Cassia Capital Partners
North Carolina
+$6.69M
3
AOG
Alpha Omega Group
Virginia
+$4.75M
4
LPL Financial
LPL Financial
California
+$3.72M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.28M

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$16.9M
2
AIP
Almanack Investment Partners
Pennsylvania
-$9.53M
3
UBS Group
UBS Group
Switzerland
-$9.34M
4
AWM
AE Wealth Management
Kansas
-$6.43M
5
KAS
Kestra Advisory Services
Texas
-$4.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAGAS
76
Capital Advisory Group Advisory Services
Minnesota
$1.18M -$2.03K -16 -0.2%
GM
77
GeoWealth Management
Illinois
$1.14M +$323K +2,550 +38%
SWP
78
Stratos Wealth Partners
Ohio
$1.13M +$30.9K +244 +3%
BRWA
79
B. Riley Wealth Advisors
Florida
$1.12M -$60.2K -475 -5%
NAM
80
NTV Asset Management
West Virginia
$1.1M -$66.5K -525 -6%
QPW
81
Quantum Private Wealth
Florida
$1.08M +$1.12M +8,831 New
NWMG
82
National Wealth Management Group
Ohio
$979K +$1.01M +7,989 New
IWA
83
Intercontinental Wealth Advisors
Texas
$946K – – –
CWM
84
Concentrum Wealth Management
California
$942K -$25.3K -200 -3%
BFEC
85
Benjamin F. Edwards & Company
Missouri
$936K -$81.1K -640 -8%
Jane Street
86
Jane Street
New York
$927K +$697K +5,496 +266%
ICG
87
InterOcean Capital Group
Tennessee
$910K – – –
RFN
88
RDA Financial Network
Iowa
$879K +$12.5K +99 +1%
SCA
89
Snowden Capital Advisors
New York
$865K +$170K +1,340 +23%
EH
90
Equitable Holdings
New York
$837K -$172K -1,355 -17%
ASN
91
Advisory Services Network
Georgia
$826K +$45.2K +357 +6%
IF
92
Intrua Financial
Texas
$775K +$12.7K +100 +2%
AWM
93
AE Wealth Management
Kansas
$745K -$6.43M -50,756 -89%
SWM
94
Spire Wealth Management
Virginia
$738K -$158K -1,246 -17%
CWA
95
Clarus Wealth Advisors
Arizona
$736K +$31.3K +247 +4%
MSAM
96
Moloney Securities Asset Management
Missouri
$705K -$378K -2,983 -34%
CIA
97
Cascade Investment Advisors
Oregon
$702K +$33.8K +267 +5%
MHWM
98
Montz Harcus Wealth Management
Louisiana
$689K +$713K +5,625 New
CAAS
99
Capital Asset Advisory Services
Michigan
$667K +$40.1K +316 +6%
GIA
100
Gladstone Institutional Advisory
Florida
$642K +$27.9K +220 +4%
2 3
4
5 6

FPX Hedge Fund Activity: Q4 2021 in Review

207 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2021, worth a combined $982M — down 1.4% from $996M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FPX positions and 17 closed out — a net gain of 16 holders — while 53 added to existing stakes and 76 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.8M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $16.9M.

  • 207 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2021, up from 194 in Q3 2021.
  • Funds reported $982M of First Trust US Equity Opportunities ETF stock for Q4 2021, down 1.4% quarter-over-quarter.
  • 33 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2021 and 17 closed out, a net change of +16 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2021 was Wells Fargo, an estimated $11.8M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2021 was Northwestern Mutual Wealth Management, an estimated $16.9M sold.

Based on aggregated 13F filings for Q4 2021.