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First Trust US Equity Opportunities ETF
FPX

197 hedge funds and large institutions have $1.07B invested in First Trust US Equity Opportunities ETF in 2021 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 78 increasing their positions, 47 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 13

66% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 47

40% more funds holding in top 10

Funds holding in top 10: 5 → 7 (+2)

15% more funds holding

Funds holding: 172 → 197 (+25)

1% more capital invested

Capital invested by funds: $1.06B → $1.07B (+$11.6M)

0.08% more ownership

Funds ownership: 54.54% → 54.63% (+0.08%)

Holders
197
Holders Change
+25
Holders Change %
+14.53%
% of All Funds
3.46%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.12%
New
41
Increased
78
Reduced
47
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$7.72M
2
LPL Financial
LPL Financial
California
+$6.31M
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$4.18M
4
TCWA
Ten Capital Wealth Advisors
Washington
+$3.34M
5
TWM
TMD Wealth Management
Arizona
+$3.17M

Top Sellers

Rank Fund Capital Flow
1
AWM
AE Wealth Management
Kansas
-$28M
2
SS
Simplicity Solutions
Minnesota
-$26M
3
MCC
Money Concepts Capital
Florida
-$5.36M
4
Morgan Stanley
Morgan Stanley
New York
-$4.95M
5
KAS
Kestra Advisory Services
Texas
-$4.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWG
76
Altus Wealth Group
Colorado
$1.23M +$115K +913 +10%
AA
77
Ancora Advisors
Ohio
$1.17M -$73.8K -587 -6%
CA
78
Calton & Associates
Florida
$1.17M +$164K +1,307 +15%
CAAS
79
Capital Asset Advisory Services
Michigan
$1.12M -$216K -1,717 -15%
CAGAS
80
Capital Advisory Group Advisory Services
Minnesota
$1.11M +$7.29K +58 +0.6%
SWP
81
Stratos Wealth Partners
Ohio
$1.01M +$65.9K +524 +7%
EH
82
Equitable Holdings
New York
$976K +$12.6K +100 +1%
CWM
83
Concentrum Wealth Management
California
$964K +$25.1K +200 +3%
LS
84
Leelyn Smith
Illinois
$936K +$966K +7,689 +4,577%
IWA
85
Intercontinental Wealth Advisors
Texas
$901K +$30.2K +240 +3%
ICG
86
InterOcean Capital Group
Tennessee
$885K – – –
RFN
87
RDA Financial Network
Iowa
$877K -$18.9K -150 -2%
IF
88
Intrua Financial
Texas
$844K +$484K +3,851 +138%
EIA
89
Eldridge Investment Advisors
New Hampshire
$821K +$2.26K +18 +0.3%
SWM
90
Spire Wealth Management
Virginia
$812K +$856K +6,814 New
ASN
91
Advisory Services Network
Georgia
$806K +$142K +1,133 +20%
MSAM
92
Moloney Securities Asset Management
Missouri
$782K +$156K +1,245 +23%
GWM
93
Geneos Wealth Management
Colorado
$775K -$189K -1,500 -19%
Renaissance Technologies
94
Renaissance Technologies
New York
$774K +$817K +6,500 New
WI
95
Wintrust Investments
Illinois
$759K +$801K +6,372 New
CWA
96
Clarus Wealth Advisors
Arizona
$724K -$205K -1,632 -22%
DI
97
DFPG Investments
Utah
$709K -$15.7K -125 -2%
Creative Planning
98
Creative Planning
Kansas
$673K +$57.7K +459 +9%
SCA
99
Snowden Capital Advisors
New York
$649K -$1.76K -14 -0.3%
IWM
100
IHT Wealth Management
Illinois
$643K +$77.7K +618 +13%
2 3
4
5 6

FPX Hedge Fund Activity: Q1 2021 in Review

197 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q1 2021, worth a combined $1.07B — up 1.1% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new FPX positions and 13 closed out — a net gain of 28 holders — while 78 added to existing stakes and 47 trimmed.

The largest buyer was UBS Group, adding an estimated $7.72M. The largest seller was AE Wealth Management, cutting an estimated $28M.

  • 197 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q1 2021, up from 172 in Q4 2020.
  • Funds reported $1.07B of First Trust US Equity Opportunities ETF stock for Q1 2021, up 1.1% quarter-over-quarter.
  • 41 funds opened new First Trust US Equity Opportunities ETF positions in Q1 2021 and 13 closed out, a net change of +28 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q1 2021 was UBS Group, an estimated $7.72M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q1 2021 was AE Wealth Management, an estimated $28M sold.

Based on aggregated 13F filings for Q1 2021.