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First Trust US Equity Opportunities ETF
FPX

207 hedge funds and large institutions have $982M invested in First Trust US Equity Opportunities ETF in 2021 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 53 increasing their positions, 76 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 17

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

7% more funds holding

Funds holding: 194 → 207 (+13)

2.87% more ownership

Funds ownership: 50.09% → 52.95% (+2.9%)

1% less capital invested

Capital invested by funds: $996M → $982M (-$13.9M)

30% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 76

Holders
207
Holders Change
+13
Holders Change %
+6.7%
% of All Funds
3.19%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
33
Increased
53
Reduced
76
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$11.8M
2
CCP
Cassia Capital Partners
North Carolina
+$6.69M
3
AOG
Alpha Omega Group
Virginia
+$4.75M
4
LPL Financial
LPL Financial
California
+$3.72M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.28M

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$16.9M
2
AIP
Almanack Investment Partners
Pennsylvania
-$9.53M
3
UBS Group
UBS Group
Switzerland
-$9.34M
4
AWM
AE Wealth Management
Kansas
-$6.43M
5
KAS
Kestra Advisory Services
Texas
-$4.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
CPIG
51
Chicago Partners Investment Group
Illinois
$2.51M -$18.9K -149 -0.6%
APWA
52
Atlas Private Wealth Advisors
New Jersey
$2.45M -$1.05M -8,247 -29%
CBFP
53
Cedar Brook Financial Partners
Ohio
$2.44M +$55.8K +440 +2%
SWAG
54
Spectrum Wealth Advisory Group
California
$2.36M +$380 +3 +0%
ACA
55
Ascension Capital Advisors
Texas
$2.34M -$10.1K -80 -0.4%
MML Investors Services
56
MML Investors Services
Massachusetts
$2.34M -$97.7K -771 -4%
KA
57
Kovack Advisors
Florida
$2.25M -$494K -3,897 -18%
Mariner
58
Mariner
Kansas
$2.07M +$2.14M +16,900 New
AI
59
Atria Investments
North Carolina
$2.02M +$44.2K +349 +2%
NA
60
NewEdge Advisors
Louisiana
$1.9M +$1.97M +15,527 New
AWM
61
Accel Wealth Management
Iowa
$1.84M +$287K +2,266 +18%
WS
62
Wedbush Securities
California
$1.82M +$2.15K +17 +0.1%
FIM
63
Fernwood Investment Management
Massachusetts
$1.81M +$11.3K +89 +0.6%
EIA
64
Eldridge Investment Advisors
New Hampshire
$1.73M -$244K -1,928 -12%
CWM
65
Cornerstone Wealth Management
Missouri
$1.71M -$113K -893 -6%
IA
66
IFG Advisory
Georgia
$1.57M -$510K -4,025 -24%
CA
67
Calton & Associates
Florida
$1.54M +$74.5K +588 +5%
PSF
68
Pacific Sun Financial
California
$1.4M +$5.07K +40 +0.4%
US Bancorp
69
US Bancorp
Minnesota
$1.35M +$9.63K +76 +0.7%
GC
70
Grace Capital
Massachusetts
$1.35M – – –
CIBC World Market
71
CIBC World Market
Ontario, Canada
$1.34M +$8.49K +67 +0.6%
HGERS
72
Householder Group Estate & Retirement Specialist
Arizona
$1.34M +$1.38M +10,925 New
PPW
73
Pinnacle Private Wealth
Massachusetts
$1.3M +$1.35M +10,636 New
AA
74
Ancora Advisors
Ohio
$1.24M +$34.9K +275 +3%
AWG
75
Altus Wealth Group
Colorado
$1.22M -$17K -134 -1%
1 2
3
4 5

FPX Hedge Fund Activity: Q4 2021 in Review

207 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2021, worth a combined $982M — down 1.4% from $996M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FPX positions and 17 closed out — a net gain of 16 holders — while 53 added to existing stakes and 76 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.8M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $16.9M.

  • 207 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2021, up from 194 in Q3 2021.
  • Funds reported $982M of First Trust US Equity Opportunities ETF stock for Q4 2021, down 1.4% quarter-over-quarter.
  • 33 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2021 and 17 closed out, a net change of +16 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2021 was Wells Fargo, an estimated $11.8M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2021 was Northwestern Mutual Wealth Management, an estimated $16.9M sold.

Based on aggregated 13F filings for Q4 2021.