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First Trust US Equity Opportunities ETF

92 hedge funds and large institutions have $317M invested in First Trust US Equity Opportunities ETF in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 32 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

16% more capital invested

Capital invested by funds: $274M → $317M (+$43.5M)

10% more funds holding

Funds holding: 8492 (+8)

4.45% more ownership

Funds ownership: 35.74%40.19% (+4.5%)

3% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
92
Holders Change
+8
Holders Change %
+9.52%
% of All Funds
2.41%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
33
Reduced
32
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
51
Millennium Management
New York
$384K -$544K -10,548 -58%
SWP
52
Stratos Wealth Partners
Ohio
$366K +$369K +7,159 New
Goldman Sachs
53
Goldman Sachs
New York
$359K -$401K -7,769 -53%
Baird Financial Group
54
Baird Financial Group
Wisconsin
$345K +$15.6K +303 +5%
CWM
55
Concert Wealth Management
California
$333K
M&T Bank
56
M&T Bank
New York
$297K -$10.4K -201 -3%
FAAS
57
First Allied Advisory Services
California
$287K -$10K -194 -3%
SPC
58
Sigma Planning Corp
Michigan
$287K +$8.87K +172 +3%
LI
59
LVZ Inc
Michigan
$281K
EDRE
60
Edmond de Rothschild (Europe)
Luxembourg
$274K
EDRH
61
Edmond de Rothschild Holding
Switzerland
$274K
ACM
62
Argentus Capital Management
Texas
$257K -$13.1K -254 -5%
WA
63
WFG Advisors
Texas
$242K +$7.79K +151 +3%
UR
64
USCA RIA
Texas
$240K +$15.5K +300 +7%
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$232K +$36.2K +701 +18%
Cetera Investment Advisers
66
Cetera Investment Advisers
Illinois
$218K +$219K +4,252 New
VKH
67
Virtu KCG Holdings
New York
$217K -$609K -11,811 -74%
MC
68
Moors & Cabot
Massachusetts
$212K -$29.4K -570 -12%
IH
69
IFC Holdings
Florida
$206K +$208K +4,034 New
TRCT
70
Tower Research Capital (TRC)
New York
$153K +$53.4K +1,036 +53%
MM
71
Midas Management
New York
$148K
GT
72
Glenmede Trust
Pennsylvania
$118K
Creative Planning
73
Creative Planning
Kansas
$114K -$19.3K -374 -14%
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
$76K -$51.2K -993 -40%
NFG
75
Next Financial Group
Texas
$71K -$12.9K -250 -15%

FPX Hedge Fund Activity: Q4 2015 in Review

92 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2015, worth a combined $317M — up 16% from $274M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FPX positions and 5 closed out — a net gain of 9 holders — while 33 added to existing stakes and 32 trimmed.

The largest buyer was LPL Financial, adding an estimated $27M. The largest seller was Morgan Stanley, cutting an estimated $12.5M.

  • 92 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2015, up from 84 in Q3 2015.
  • Funds reported $317M of First Trust US Equity Opportunities ETF stock for Q4 2015, up 16% quarter-over-quarter.
  • 14 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2015 and 5 closed out, a net change of +9 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2015 was LPL Financial, an estimated $27M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2015 was Morgan Stanley, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2015.