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First Trust US Equity Opportunities ETF
FPX

207 hedge funds and large institutions have $982M invested in First Trust US Equity Opportunities ETF in 2021 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 53 increasing their positions, 76 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 17

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

7% more funds holding

Funds holding: 194 → 207 (+13)

2.87% more ownership

Funds ownership: 50.09% → 52.95% (+2.9%)

1% less capital invested

Capital invested by funds: $996M → $982M (-$13.9M)

30% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 76

Holders
207
Holders Change
+13
Holders Change %
+6.7%
% of All Funds
3.19%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
33
Increased
53
Reduced
76
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$11.8M
2
CCP
Cassia Capital Partners
North Carolina
+$6.69M
3
AOG
Alpha Omega Group
Virginia
+$4.75M
4
LPL Financial
LPL Financial
California
+$3.72M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.28M

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$16.9M
2
AIP
Almanack Investment Partners
Pennsylvania
-$9.53M
3
UBS Group
UBS Group
Switzerland
-$9.34M
4
AWM
AE Wealth Management
Kansas
-$6.43M
5
KAS
Kestra Advisory Services
Texas
-$4.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
GSWM
26
Golden State Wealth Management
California
$6.7M -$215K -1,699 -3%
SPC
27
Sigma Planning Corp
Michigan
$6.55M +$116K +913 +2%
GLA
28
Good Life Advisors
Pennsylvania
$6.54M -$175K -1,384 -3%
CCP
29
Cassia Capital Partners
North Carolina
$6.47M +$6.69M +52,803 New
TWM
30
TMD Wealth Management
Arizona
$6.33M +$527K +4,160 +9%
CA
31
Cetera Advisors
Colorado
$6.22M -$668K -5,268 -9%
PFS
32
Prospera Financial Services
Texas
$6.21M -$42.8K -338 -0.7%
PAG
33
Private Advisor Group
New Jersey
$6M -$718K -5,663 -10%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$5.83M -$16.9M -133,722 -74%
BFS
35
Bickling Financial Services
Massachusetts
$5.27M -$83.5K -659 -2%
JMPWA
36
JP Morgan Private Wealth Advisors
California
$4.84M -$196K -1,546 -4%
WWM
37
Western Wealth Management
Colorado
$4.74M +$4.91M +38,743 New
JIP
38
Jaffetilchin Investment Partners
Florida
$4.49M +$440K +3,475 +10%
PWA
39
PCG Wealth Advisors
Kansas
$4.32M +$4.47M +35,240 New
CAN
40
Cetera Advisor Networks
California
$3.84M -$85.9K -678 -2%
Baird Financial Group
41
Baird Financial Group
Wisconsin
$3.82M -$218K -1,717 -5%
AAS
42
Avantax Advisory Services
Texas
$3.65M +$234K +1,844 +7%
AIP
43
Ahrens Investment Partners
Louisiana
$3.54M -$1.66M -13,115 -31%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$3.53M +$265K +2,088 +8%
IF
45
Integrity Financial
Wyoming
$3.4M +$3.52M +27,791 New
Citadel Advisors
46
Citadel Advisors
Florida
$3.33M +$353K +2,786 +11%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$3.17M +$3.28M +25,875 New
Citigroup
48
Citigroup
New York
$2.75M -$1.15M -9,053 -29%
SPIA
49
Steward Partners Investment Advisory
New York
$2.66M -$159K -1,252 -5%
TRCT
50
Tower Research Capital (TRC)
New York
$2.54M +$2.5M +19,742 +1,960%
1
2
3 4 5

FPX Hedge Fund Activity: Q4 2021 in Review

207 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2021, worth a combined $982M — down 1.4% from $996M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FPX positions and 17 closed out — a net gain of 16 holders — while 53 added to existing stakes and 76 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.8M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $16.9M.

  • 207 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2021, up from 194 in Q3 2021.
  • Funds reported $982M of First Trust US Equity Opportunities ETF stock for Q4 2021, down 1.4% quarter-over-quarter.
  • 33 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2021 and 17 closed out, a net change of +16 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2021 was Wells Fargo, an estimated $11.8M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2021 was Northwestern Mutual Wealth Management, an estimated $16.9M sold.

Based on aggregated 13F filings for Q4 2021.