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First Trust US Equity Opportunities ETF

89 hedge funds and large institutions have $364M invested in First Trust US Equity Opportunities ETF in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 45 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 23

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding

Funds holding: 8989 (0)

2% less capital invested

Capital invested by funds: $370M → $364M (-$5.77M)

2.55% less ownership

Funds ownership: 44.46%41.91% (-2.5%)

Holders
89
Holders Change
Holders Change %
0%
% of All Funds
2.22%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
45
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WI
26
Wintrust Investments
Illinois
$2.11M +$92.6K +1,513 +5%
SPC
27
Sigma Planning Corp
Michigan
$2.09M +$340K +5,549 +20%
Stifel Financial
28
Stifel Financial
Missouri
$2.03M +$353K +5,761 +22%
PAG
29
Private Advisor Group
New Jersey
$2M +$441K +7,212 +30%
VWA
30
V Wealth Advisors
Kansas
$1.98M +$132K +2,158 +8%
MML Investors Services
31
MML Investors Services
Massachusetts
$1.75M +$28.3K +462 +2%
CPIG
32
Chicago Partners Investment Group
Illinois
$1.72M +$1.28M +20,997 +357%
HFS
33
HL Financial Services
Kentucky
$1.71M -$8.87K -145 -0.5%
TRCT
34
Tower Research Capital (TRC)
New York
$1.65M -$436K -7,119 -22%
IA
35
IFP Advisors
Florida
$1.6M +$367K +5,995 +31%
SB
36
Suntrust Banks
Georgia
$1.44M +$154K +2,523 +11%
CAN
37
Cetera Advisor Networks
California
$1.33M +$126K +2,051 +11%
Jane Street
38
Jane Street
New York
$1.21M -$756K -12,350 -39%
SI
39
SII Investments
Wisconsin
$1.2M +$873K +14,266 +307%
CA
40
Cetera Advisors
Colorado
$1.18M -$26.1K -426 -2%
SAM
41
SignalPoint Asset Management
Missouri
$1.09M -$193K -3,149 -16%
PWAG
42
Polaris Wealth Advisory Group
California
$1.07M -$153K -2,505 -13%
HighTower Advisors
43
HighTower Advisors
Illinois
$1.06M -$24.8K -405 -2%
BTS
44
BB&T Securities
Virginia
$1.05M -$8.24M -134,584 -89%
NAM
45
NTV Asset Management
West Virginia
$1.03M +$42.9K +701 +5%
AA
46
Ancora Advisors
Ohio
$1.02M -$15.3K -250 -2%
KWM
47
Kingsview Wealth Management
Oregon
$819K -$44.4K -726 -5%
OC
48
Oppenheimer & Co
New York
$779K +$36K +589 +5%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$723K +$313K +5,118 +83%
MIAN
50
Mariner Independent Advisor Network
Kansas
$674K +$646K +10,562 New

FPX Hedge Fund Activity: Q3 2017 in Review

89 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2017, worth a combined $364M — down 1.6% from $370M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FPX positions and 7 closed out — a net gain of 1 holder — while 45 added to existing stakes and 23 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $6.63M. The largest seller was Citigroup, cutting an estimated $41.3M.

  • 89 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $364M of First Trust US Equity Opportunities ETF stock for Q3 2017, down 1.6% quarter-over-quarter.
  • 8 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2017 and 7 closed out, a net change of +1 holder.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2017 was Goldman Sachs, an estimated $6.63M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2017 was Citigroup, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2017.