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First Trust US Equity Opportunities ETF

73 hedge funds and large institutions have $176M invested in First Trust US Equity Opportunities ETF in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 23 increasing their positions, 34 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $169M → $176M (+$7.84M)

0.37% more ownership

Funds ownership: 30.17%30.54% (+0.37%)

8% less funds holding

Funds holding: 7973 (-6)

32% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 34

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
73
Holders Change
-6
Holders Change %
-7.59%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
23
Reduced
34
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
26
SignalPoint Asset Management
Missouri
$884K +$385K +7,212 +79%
HighTower Advisors
27
HighTower Advisors
Illinois
$882K +$539K +10,093 +164%
CA
28
Cetera Advisors
Colorado
$865K -$4.64K -87 -0.5%
NAM
29
NTV Asset Management
West Virginia
$842K +$53 +1 +0%
SG Americas Securities
30
SG Americas Securities
New York
$814K +$800K +15,000 New
Citigroup
31
Citigroup
New York
$741K -$76.7K -1,437 -10%
BRWA
32
B. Riley Wealth Advisors
Florida
$646K -$24.2K -454 -4%
TH
33
Timber Hill
Connecticut
$591K -$279K -5,235 -32%
JP Morgan Chase
34
JP Morgan Chase
New York
$585K -$33.1K -621 -5%
Stifel Financial
35
Stifel Financial
Missouri
$575K -$180K -3,369 -24%
FHC
36
First Heartland Consultants
Missouri
$559K +$1.81K +34 +0.3%
OC
37
Oppenheimer & Co
New York
$540K -$3.95K -74 -0.7%
M&T Bank
38
M&T Bank
New York
$501K +$183K +3,431 +59%
SCA
39
Snowden Capital Advisors
New York
$497K +$37.1K +696 +8%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$472K +$64.5K +1,209 +16%
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$447K -$2.3M -43,084 -84%
WS
42
Wedbush Securities
California
$447K +$25.6K +479 +6%
IA
43
IFP Advisors
Florida
$446K -$51.4K -964 -11%
TRCT
44
Tower Research Capital (TRC)
New York
$423K -$1.76M -32,996 -81%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$413K -$392K -7,348 -49%
Baird Financial Group
46
Baird Financial Group
Wisconsin
$389K +$14.5K +271 +4%
SWP
47
Stratos Wealth Partners
Ohio
$363K -$9.34K -175 -3%
FAAS
48
First Allied Advisory Services
California
$317K -$37.3K -699 -11%
CAN
49
Cetera Advisor Networks
California
$310K +$304K +5,701 New
SPC
50
Sigma Planning Corp
Michigan
$291K +$6.35K +119 +2%

FPX Hedge Fund Activity: Q3 2016 in Review

73 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2016, worth a combined $176M — up 4.6% from $169M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FPX and 5 opened new positions — a net loss of 5 holders — while 34 trimmed existing stakes and 23 added.

The largest buyer was LPL Financial, adding an estimated $4.89M. The largest seller was Goldman Sachs, cutting an estimated $2.52M.

  • 73 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2016, down from 79 in Q2 2016.
  • Funds reported $176M of First Trust US Equity Opportunities ETF stock for Q3 2016, up 4.6% quarter-over-quarter.
  • 5 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2016 and 10 closed out, a net change of -5 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2016 was LPL Financial, an estimated $4.89M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2016 was Goldman Sachs, an estimated $2.52M sold.

Based on aggregated 13F filings for Q3 2016.