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First Trust US Equity Opportunities ETF

92 hedge funds and large institutions have $317M invested in First Trust US Equity Opportunities ETF in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 32 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

16% more capital invested

Capital invested by funds: $274M → $317M (+$43.5M)

10% more funds holding

Funds holding: 8492 (+8)

4.45% more ownership

Funds ownership: 35.74%40.19% (+4.5%)

3% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
92
Holders Change
+8
Holders Change %
+9.52%
% of All Funds
2.41%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
33
Reduced
32
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$1.7M +$190K +3,689 +12%
MFS
27
MSI Financial Services
Massachusetts
$1.63M -$257K -4,973 -13%
Citigroup
28
Citigroup
New York
$1.47M -$218K -4,225 -13%
CPIG
29
Chicago Partners Investment Group
Illinois
$1.42M -$764K -14,812 -35%
VFS
30
VSR Financial Services
Kansas
$1.36M -$112K -2,171 -8%
JP Morgan Chase
31
JP Morgan Chase
New York
$1.33M +$149K +2,895 +13%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$1.16M +$860K +16,679 +275%
AA
33
Ancora Advisors
Ohio
$1.14M -$17.7K -344 -2%
CC
34
Cedar Capital
Illinois
$1.05M +$1.06M +20,452 New
SB
35
Suntrust Banks
Georgia
$1.04M +$1.02M +19,848 New
LWA
36
Lowe Wealth Advisors
Maryland
$1.02M -$29.3K -568 -3%
NAM
37
NTV Asset Management
West Virginia
$1.01M +$52 +1 +0%
CA
38
Cetera Advisors
Colorado
$848K +$132K +2,562 +18%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$813K -$11.7K -227 -1%
ICAS
40
Investors Capital Advisory Services
Massachusetts
$680K +$92K +1,783 +15%
BTS
41
BB&T Securities
Virginia
$678K +$50.5K +979 +8%
Stifel Financial
42
Stifel Financial
Missouri
$635K -$39.3K -761 -6%
BRWA
43
B. Riley Wealth Advisors
Florida
$624K -$215K -4,165 -25%
PAI
44
Pittenger & Anderson Inc
Nebraska
$611K -$346K -6,710 -36%
PAG
45
Private Advisor Group
New Jersey
$576K -$4.23K -82 -0.7%
FHC
46
First Heartland Consultants
Missouri
$573K +$2.17K +42 +0.4%
OC
47
Oppenheimer & Co
New York
$537K -$25.4K -493 -4%
IA
48
IFP Advisors
Florida
$474K +$479K +9,277 New
WS
49
Wedbush Securities
California
$467K -$50.9K -987 -10%
FWM
50
Frontier Wealth Management
Missouri
$397K +$400K +7,758 New

FPX Hedge Fund Activity: Q4 2015 in Review

92 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2015, worth a combined $317M — up 16% from $274M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FPX positions and 5 closed out — a net gain of 9 holders — while 33 added to existing stakes and 32 trimmed.

The largest buyer was LPL Financial, adding an estimated $27M. The largest seller was Morgan Stanley, cutting an estimated $12.5M.

  • 92 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2015, up from 84 in Q3 2015.
  • Funds reported $317M of First Trust US Equity Opportunities ETF stock for Q4 2015, up 16% quarter-over-quarter.
  • 14 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2015 and 5 closed out, a net change of +9 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2015 was LPL Financial, an estimated $27M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2015 was Morgan Stanley, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2015.