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FT Vest US Equity Buffer ETF November
FNOV

114 hedge funds and large institutions have $205M invested in FT Vest US Equity Buffer ETF November in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 56 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

2% more funds holding

Funds holding: 112 → 114 (+2)

6.13% less ownership

Funds ownership: 34.84% → 28.71% (-6.1%)

11% less capital invested

Capital invested by funds: $231M → $205M (-$25.3M)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

68% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 56

Holders
114
Holders Change
+2
Holders Change %
+1.79%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
18
Reduced
56
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
+$1.98M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.19M
3
AA
Altman Advisors
Illinois
+$350K
4
FFS
Founders Financial Securities
Maryland
+$317K
5
PCG
Prosperity Consulting Group
Maryland
+$308K

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$16.3M
2
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$2.6M
3
SI
Stephens Inc
Arkansas
-$2.1M
4
APW
Aurora Private Wealth
New Jersey
-$2.07M
5
BIM
Bullseye Investment Management
Ohio
-$1.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
SPIA
26
Steward Partners Investment Advisory
New York
$2.06M -$3.71K -80 -0.2%
IF
27
Integrity Financial
Wyoming
$2M -$175K -3,777 -8%
KAS
28
Kestra Advisory Services
Texas
$1.93M -$226K -4,873 -11%
PFA
29
Plotkin Financial Advisors
Maryland
$1.64M -$387K -8,343 -19%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$1.58M +$9.84K +212 +0.6%
HI
31
Harbour Investments
Wisconsin
$1.49M -$42.6K -918 -3%
SEIA
32
Signature Estate & Investment Advisors
California
$1.35M – – –
AAS
33
Avantax Advisory Services
Texas
$1.22M -$497K -10,696 -29%
AWM
34
AE Wealth Management
Kansas
$1.08M -$162K -3,495 -13%
AWS
35
Atria Wealth Solutions
New York
$1.02M – – –
TLA
36
Tanglewood Legacy Advisors
Texas
$972K -$68.9K -1,485 -7%
OIM
37
Oder Investment Management
California
$942K – – –
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$867K -$74.3K -1,600 -8%
SS
39
Sunbelt Securities
Texas
$859K – – –
1SB
40
1ST Source Bank
Indiana
$849K – – –
PGWM
41
Pitti Group Wealth Management
New York
$807K – – –
GS
42
GTS Securities
New York
$802K +$49.1K +1,058 +7%
FPWM
43
FSB Premier Wealth Management
Iowa
$782K -$59.7K -1,286 -7%
BFG
44
Bouchey Financial Group
New York
$758K -$25.2K -543 -3%
Truist Financial
45
Truist Financial
North Carolina
$754K +$40.7K +876 +6%
OC
46
Oppenheimer & Co
New York
$717K +$4.18K +90 +0.6%
CPA
47
Clear Point Advisors
New York
$708K – – –
AAS
48
Ameritas Advisory Services
Nebraska
$662K – – –
HIS
49
Harvest Investment Services
Illinois
$652K – – –
ASN
50
Advisory Services Network
Georgia
$645K – – –
1
2
3 4 5

FNOV Hedge Fund Activity: Q3 2024 in Review

114 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q3 2024, worth a combined $205M — down 11% from $231M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FNOV positions and 5 closed out — a net gain of 2 holders — while 18 added to existing stakes and 56 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $1.98M. The largest seller was Commonwealth Equity Services, cutting an estimated $16.3M.

  • 114 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q3 2024, up from 112 in Q2 2024.
  • Funds reported $205M of FT Vest US Equity Buffer ETF November stock for Q3 2024, down 11% quarter-over-quarter.
  • 7 funds opened new FT Vest US Equity Buffer ETF November positions in Q3 2024 and 5 closed out, a net change of +2 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q3 2024 was AssetMark Inc, an estimated $1.98M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q3 2024 was Commonwealth Equity Services, an estimated $16.3M sold.

Based on aggregated 13F filings for Q3 2024.