FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

33 hedge funds and large institutions have $117M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.74%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
5
Increased
8
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$6.27M
2
Thrivent Financial for Lutherans
2
Thrivent Financial for Lutherans
Minnesota
$12.6M
3
AIP
3
Ameritas Investment Partners
Nebraska
$733K
4
UCFA
4
United Capital Financial Advisors
Texas
$242K
5
Victory Capital Management
5
Victory Capital Management
Texas
$21.8M

Top Sellers

1
ZA
1
Zazove Associates
Nevada
$0
2
ACM
2
Advent Capital Management
New York
$12.6M
3
GF
3
Gabelli Funds
New York
$2.14M
4
AWA
4
Arete Wealth Advisors
Illinois
$1.14M
5
SIM
5
SSI Investment Management
California
$4.49M
Name Market Value Shares Shares
Change 		Shares
Change %
Neuberger Berman Group
26
Neuberger Berman Group
New York
$251K 5,600 -300 -5%
UCFA
27
United Capital Financial Advisors
Texas
$242K 5,400 +5,400 New
CTC
28
Central Trust Company
Missouri
$107K 2,400 – –
UBS Group
29
UBS Group
Switzerland
$95K 2,113 +553 +35%
Northwestern Mutual Wealth Management
30
Northwestern Mutual Wealth Management
Wisconsin
$22K 500 – –
Ameriprise
31
Ameriprise
Minnesota
$18K 403 -14 -3%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$10K 218 +218 New
DBT
33
Dubuque Bank & Trust
Iowa
$7K 157 +157 New
ZA
34
Zazove Associates
Nevada
– – -406,579 Closed
BlackRock
35
BlackRock
New York
– – -3,685 Closed
MA
36
MUFG Americas
New York
– – -2,635 Closed
ICM
37
IMS Capital Management
Oregon
– – -2,100 Closed
LIA
38
LS Investment Advisors
Michigan
– – -397 Closed
AAP
39
Arax Advisory Partners
Colorado
– – -50 Closed
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
– – – –
CFGS
41
Concourse Financial Group Securities
Alabama
– – – –
1
2