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First Trust United Kingdom AlphaDEX Fund

21 hedge funds and large institutions have $17.1M invested in First Trust United Kingdom AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

55.82% more ownership

Funds ownership: 5.72%61.55% (+56%)

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

4% more capital invested

Capital invested by funds: $16.5M → $17.1M (+$658K)

5% less funds holding

Funds holding: 2221 (-1)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AW
1
ACG Wealth
Georgia
$4.78M +$47.5K +1,470 +1%
HighTower Advisors
2
HighTower Advisors
Illinois
$4.68M +$194K +6,018 +4%
Morgan Stanley
3
Morgan Stanley
New York
$1.36M -$251K -7,769 -16%
Jane Street
4
Jane Street
New York
$1.26M +$556K +17,194 +80%
SG Americas Securities
5
SG Americas Securities
New York
$991K +$200K +6,200 +26%
Citadel Advisors
6
Citadel Advisors
Florida
$936K +$518K +16,028 +128%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$916K +$640K +19,796 +241%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$678K +$667K +20,628 New
Wells Fargo
9
Wells Fargo
California
$440K -$196K -6,061 -31%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$354K -$35.6K -1,103 -9%
VKH
11
Virtu KCG Holdings
New York
$331K -$239K -7,393 -42%
Bank of America
12
Bank of America
North Carolina
$238K -$36.6K -1,133 -13%
UBS Group
13
UBS Group
Switzerland
$64K -$35.2K -1,089 -36%
IA
14
IFP Advisors
Florida
$44K +$2.42K +75 +6%
MFS
15
MSI Financial Services
Massachusetts
$24K -$2.13K -66 -8%
JP Morgan Chase
16
JP Morgan Chase
New York
$12K +$9.34K +289 +325%
WA
17
WFG Advisors
Texas
$8K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$7K
GI
19
Gradient Investments
Minnesota
$3K
CCM
20
Cribstone Capital Management
Maine
$1K
Goldman Sachs
21
Goldman Sachs
New York
-$355K -10,362 Closed
RJA
22
Raymond James & Associates
Florida
-$354K -10,334 Closed

FKU Hedge Fund Activity: Q4 2016 in Review

21 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q4 2016, worth a combined $17.1M — up 4% from $16.5M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of FKU and 1 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 8 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $667K. The largest seller was Goldman Sachs, exiting entirely with an estimated $355K sold.

  • 21 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q4 2016, down from 22 in Q3 2016.
  • Funds reported $17.1M of First Trust United Kingdom AlphaDEX Fund stock for Q4 2016, up 4% quarter-over-quarter.
  • 1 fund opened new First Trust United Kingdom AlphaDEX Fund positions in Q4 2016 and 2 closed out, a net change of -1 holder.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q4 2016 was Susquehanna International Group, an estimated $667K added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q4 2016 was Goldman Sachs, an estimated $355K sold.

Based on aggregated 13F filings for Q4 2016.