We are live on ! Find out more
FKU icon

First Trust United Kingdom AlphaDEX Fund

22 hedge funds and large institutions have $67M invested in First Trust United Kingdom AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

859% more capital invested

Capital invested by funds: $6.99M → $67M (+$60M)

500% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 1

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

51.43% more ownership

Funds ownership: 24.49%75.92% (+51%)

29% more funds holding

Funds holding: 1722 (+5)

Holders
22
Holders Change
+5
Holders Change %
+29.41%
% of All Funds
0.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
6
Reduced
1
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$51.8M +$54.5M +1,233,924 New
Morgan Stanley
2
Morgan Stanley
New York
$6.75M +$6.91M +156,422 +3,731%
SFS
3
Sowell Financial Services
Arkansas
$1.94M +$38.5K +871 +2%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$1.17M +$40.7K +920 +3%
RJA
5
Raymond James & Associates
Florida
$993K +$666K +15,078 +176%
Stifel Financial
6
Stifel Financial
Missouri
$706K +$95.3K +2,157 +15%
HighTower Advisors
7
HighTower Advisors
Illinois
$618K +$649K +14,690 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$576K +$606K +13,703 New
VWA
9
V Wealth Advisors
Kansas
$567K -$29.7K -673 -5%
OMC
10
Old Mission Capital
Illinois
$472K +$496K +11,221 New
PCH
11
PGIM Custom Harvest
New Jersey
$295K
WCFA
12
Walkner Condon Financial Advisors
Wisconsin
$292K +$307K +6,941 New
KPW
13
Kore Private Wealth
New York
$278K
LPL Financial
14
LPL Financial
California
$229K +$241K +5,460 New
SG
15
StoneX Group
New York
$202K +$212K +4,798 New
Wells Fargo
16
Wells Fargo
California
$21K +$44 +1 +0.2%
Osaic Holdings
17
Osaic Holdings
Arizona
$19K
EWM
18
EPG Wealth Management
Georgia
$6K +$6.58K +149 New
TFA
19
Transamerica Financial Advisors
Florida
$5K +$4.82K +109 New
AA
20
AlphaMark Advisors
Kentucky
$4K
RG
21
Retirement Group
California
$4K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1K +$1.1K +25 New
CIBC World Market
23
CIBC World Market
Ontario, Canada
-$831K -18,927 Closed
Jane Street
24
Jane Street
New York
-$243K -5,546 Closed
BAM
25
Belpointe Asset Management
Nevada
-$189K -4,295 Closed

FKU Hedge Fund Activity: Q3 2021 in Review

22 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q3 2021, worth a combined $67M — up 859% from $6.99M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FKU positions and 5 closed out — a net gain of 5 holders — while 6 added to existing stakes and 1 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $54.5M. The largest seller was CIBC World Market, exiting entirely with an estimated $831K sold.

  • 22 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q3 2021, up from 17 in Q2 2021.
  • Funds reported $67M of First Trust United Kingdom AlphaDEX Fund stock for Q3 2021, up 859% quarter-over-quarter.
  • 10 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q3 2021 and 5 closed out, a net change of +5 holders.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q3 2021 was First Trust Advisors, an estimated $54.5M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q3 2021 was CIBC World Market, an estimated $831K sold.

Based on aggregated 13F filings for Q3 2021.