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First Trust United Kingdom AlphaDEX Fund

13 hedge funds and large institutions have $15.5M invested in First Trust United Kingdom AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 1

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

66% more capital invested

Capital invested by funds: $9.29M → $15.5M (+$6.17M)

38.99% more ownership

Funds ownership: 49.05%88.04% (+39%)

8% more funds holding

Funds holding: 1213 (+1)

Holders
13
Holders Change
+1
Holders Change %
+8.33%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.24M +$3.21M +84,921 +67%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.87M +$1.76M +46,525 +3,472%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.52M +$537K +14,217 +58%
RJA
4
Raymond James & Associates
Florida
$1.38M -$123K -3,262 -8%
VKH
5
Virtu KCG Holdings
New York
$486K +$470K +12,448 New
B
6
Baird
Wisconsin
$441K +$427K +11,290 New
LPL Financial
7
LPL Financial
California
$376K +$122K +3,231 +51%
Bank of America
8
Bank of America
North Carolina
$350K +$48K +1,269 +16%
JP Morgan Chase
9
JP Morgan Chase
New York
$336K +$325K +8,609 New
Deutsche Bank
10
Deutsche Bank
Germany
$266K +$258K +6,828 New
Ameriprise
11
Ameriprise
Minnesota
$170K +$37.5K +993 +30%
U
12
UBS
Switzerland
$19K +$529 +14 +3%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$7K +$6.88K +182 New
Jane Street
14
Jane Street
New York
-$1.2M -34,773 Closed
LPT
15
Legacy Private Trust
Wisconsin
-$379K -11,005 Closed
TRCT
16
Tower Research Capital (TRC)
New York
-$24K -700 Closed

FKU Hedge Fund Activity: Q3 2013 in Review

13 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q3 2013, worth a combined $15.5M — up 66% from $9.29M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FKU positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 1 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.21M. The largest seller was Jane Street, exiting entirely with an estimated $1.2M sold.

  • 13 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q3 2013, up from 12 in Q2 2013.
  • Funds reported $15.5M of First Trust United Kingdom AlphaDEX Fund stock for Q3 2013, up 66% quarter-over-quarter.
  • 5 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q3 2013 and 3 closed out, a net change of +2 holders.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q3 2013 was Morgan Stanley, an estimated $3.21M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q3 2013 was Jane Street, an estimated $1.2M sold.

Based on aggregated 13F filings for Q3 2013.