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First Trust United Kingdom AlphaDEX Fund

24 hedge funds and large institutions have $154M invested in First Trust United Kingdom AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more capital invested

Capital invested by funds: $37.5M → $154M (+$117M)

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

140.01% more ownership

Funds ownership: 74.07%214.08% (+140%)

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

50% more funds holding

Funds holding: 1624 (+8)

Holders
24
Holders Change
+8
Holders Change %
+50%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$104M +$109M +2,669,430 New
Morgan Stanley
2
Morgan Stanley
New York
$13.3M -$2.42M -59,285 -15%
First Trust Advisors
3
First Trust Advisors
Illinois
$5.86M +$6.16M +150,518 New
AGA
4
Accuvest Global Advisors
Utah
$5.86M +$6.15M +150,468 New
AW
5
ACG Wealth
Georgia
$5.45M -$11.7K -286 -0.2%
AP
6
Atwood & Palmer
Missouri
$5.33M +$1.69M +41,380 +43%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.44M +$1.19M +29,009 +86%
JP Morgan Chase
8
JP Morgan Chase
New York
$2.26M +$661K +16,170 +39%
RJA
9
Raymond James & Associates
Florida
$1.85M +$326K +7,966 +20%
U
10
UBS
Switzerland
$1.29M +$339K +8,278 +33%
PI
11
Placemark Investments
Illinois
$1.17M +$1.23M +30,004 New
Ameriprise
12
Ameriprise
Minnesota
$1.13M +$338K +8,268 +40%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.06M +$1.12M +27,298 New
Bank of America
14
Bank of America
North Carolina
$931K +$59.4K +1,453 +6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$781K +$820K +20,057 New
Stifel Financial
16
Stifel Financial
Missouri
$615K +$80.9K +1,978 +14%
LPL Financial
17
LPL Financial
California
$599K -$289K -7,071 -31%
Jane Street
18
Jane Street
New York
$220K -$109K -2,672 -32%
WEC
19
Winslow Evans & Crocker
Massachusetts
$41.3K +$43.4K +1,062 New
Deutsche Bank
20
Deutsche Bank
Germany
$17K -$292K -7,130 -94%
MFS
21
MSI Financial Services
Massachusetts
$11K +$11.7K +285 New
SAM
22
Shamrock Asset Management
Texas
$8K +$8.26K +202 New
Wells Fargo
23
Wells Fargo
California
$3K +$2.94K +72 New
CPC
24
Cookson Peirce & Co
Pennsylvania
-$613K -14,510 Closed
Citigroup
25
Citigroup
New York
-$37K -875 Closed

FKU Hedge Fund Activity: Q3 2014 in Review

24 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q3 2014, worth a combined $154M — up 311% from $37.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FKU positions and 3 closed out — a net gain of 8 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was F-Squared Investment Management, opening a new position worth an estimated $109M. The largest seller was Morgan Stanley, cutting an estimated $2.42M.

  • 24 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q3 2014, up from 16 in Q2 2014.
  • Funds reported $154M of First Trust United Kingdom AlphaDEX Fund stock for Q3 2014, up 311% quarter-over-quarter.
  • 11 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q3 2014 and 3 closed out, a net change of +8 holders.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q3 2014 was F-Squared Investment Management, an estimated $109M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q3 2014 was Morgan Stanley, an estimated $2.42M sold.

Based on aggregated 13F filings for Q3 2014.