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First Trust United Kingdom AlphaDEX Fund
FKU

Overview Fund Activity

24 hedge funds and large institutions have $154M invested in First Trust United Kingdom AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+8
Holders Change %
+50%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
11
Increased
8
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
$104M
2
First Trust Advisors
First Trust Advisors
Illinois
$5.86M
3
AGA
Accuvest Global Advisors
Utah
$5.86M
4
AP
Atwood & Palmer
Missouri
$5.33M
5
PI
Placemark Investments
Illinois
$1.17M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$13.3M
2
CPC
Cookson Peirce & Co
Pennsylvania
$0
3
Deutsche Bank
Deutsche Bank
Germany
$17K
4
LPL Financial
LPL Financial
California
$599K
5
Jane Street
Jane Street
New York
$220K
Name Holding Trade Value Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$104M +$104M +2,669,430 New
Morgan Stanley
2
Morgan Stanley
New York
$13.3M -$2.31M -59,285 -15%
First Trust Advisors
3
First Trust Advisors
Illinois
$5.86M +$5.86M +150,518 New
AGA
4
Accuvest Global Advisors
Utah
$5.86M +$5.86M +150,468 New
AW
5
ACG Wealth
Georgia
$5.45M -$11.1K -286 -0.2%
AP
6
Atwood & Palmer
Missouri
$5.33M +$1.61M +41,380 +43%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.45M +$1.13M +29,009 +86%
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$2.26M +$630K +16,170 +39%
RJA
9
Raymond James & Associates
Florida
$1.85M +$310K +7,966 +20%
U
10
UBS
Switzerland
$1.29M +$322K +8,278 +33%
PI
11
Placemark Investments
Illinois
$1.17M +$1.17M +30,004 New
Ameriprise
12
Ameriprise
Minnesota
$1.13M +$322K +8,268 +40%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.06M +$1.06M +27,298 New
Bank of America
14
Bank of America
North Carolina
$931K +$56.5K +1,453 +6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$781K +$781K +20,057 New
Stifel Financial
16
Stifel Financial
Missouri
$615K +$77K +1,978 +14%
LPL Financial
17
LPL Financial
California
$599K -$272K -7,071 -31%
Jane Street
18
Jane Street
New York
$220K -$104K -2,672 -32%
WEC
19
Winslow Evans & Crocker
Massachusetts
$41.3K +$41.3K +1,062 New
Deutsche Bank
20
Deutsche Bank
Germany
$17K -$274K -7,130 -94%
MFS
21
MSI Financial Services
Massachusetts
$11K +$11K +285 New
SAM
22
Shamrock Asset Management
Texas
$8K +$8K +202 New
Wells Fargo
23
Wells Fargo
California
$3K +$3K +72 New
CPC
24
Cookson Peirce & Co
Pennsylvania
– -$613K -14,510 Closed
Citigroup
25
Citigroup
New York
– -$37K -875 Closed
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