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First Trust United Kingdom AlphaDEX Fund

29 hedge funds and large institutions have $209M invested in First Trust United Kingdom AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

3% less funds holding

Funds holding: 3029 (-1)

39.36% less ownership

Funds ownership: 101.39%62.03% (-39%)

40% less capital invested

Capital invested by funds: $348M → $209M (-$139M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
6
Increased
11
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$140M -$36.7M -863,699 -20%
AP
2
Atwood & Palmer
Missouri
$12.7M -$489K -11,495 -3%
Wells Fargo
3
Wells Fargo
California
$12.3M +$130K +3,046 +1%
Morgan Stanley
4
Morgan Stanley
New York
$9.48M -$7.59M -178,480 -43%
AW
5
ACG Wealth
Georgia
$6.04M -$102K -2,389 -2%
KP
6
Keel Point
Alabama
$4.08M +$270K +6,343 +7%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$3.74M -$9.92M -233,258 -71%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3M +$1.35M +31,738 +74%
Citadel Advisors
9
Citadel Advisors
Florida
$2.98M +$2.57M +60,496 +437%
Bank of America
10
Bank of America
North Carolina
$2.97M +$1.69M +39,766 +116%
VKH
11
Virtu KCG Holdings
New York
$2.79M +$2.96M +69,540 New
UBS Group
12
UBS Group
Switzerland
$2.58M -$2.54M -59,778 -48%
Jane Street
13
Jane Street
New York
$1.51M +$1.6M +37,621 New
RJA
14
Raymond James & Associates
Florida
$1.22M -$1.45M -34,196 -53%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$812K +$7.19K +169 +0.8%
OMC
16
Old Mission Capital
Illinois
$578K +$124K +2,917 +25%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$570K -$3.36K -79 -0.6%
LPL Financial
18
LPL Financial
California
$505K -$723 -17 -0.1%
JP Morgan Chase
19
JP Morgan Chase
New York
$405K -$827K -19,444 -66%
BTS
20
BB&T Securities
Virginia
$289K -$14.8K -349 -5%
Ameriprise
21
Ameriprise
Minnesota
$205K +$217K +5,113 New
MFS
22
MSI Financial Services
Massachusetts
$57K +$42.5K +1,000 +241%
Citigroup
23
Citigroup
New York
$28K +$43 +1 +0.1%
MA
24
MUFG Americas
New York
$15K +$15.4K +363 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$12K +$43 +1 +0.3%

FKU Hedge Fund Activity: Q3 2015 in Review

29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q3 2015, worth a combined $209M — down 40% from $348M a quarter earlier.

Fund positioning in FKU was balanced in Q3 2015: 6 funds opened new positions, 6 closed out, 11 added to existing stakes and 11 trimmed.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $2.96M. The largest seller was First Trust Advisors, cutting an estimated $36.7M.

  • 29 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q3 2015, down from 30 in Q2 2015.
  • Funds reported $209M of First Trust United Kingdom AlphaDEX Fund stock for Q3 2015, down 40% quarter-over-quarter.
  • 6 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q3 2015 and 6 closed out, a net change of 0 holders.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q3 2015 was Virtu KCG Holdings, an estimated $2.96M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q3 2015 was First Trust Advisors, an estimated $36.7M sold.

Based on aggregated 13F filings for Q3 2015.