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First Trust United Kingdom AlphaDEX Fund
FKU

14 hedge funds and large institutions have $20.3M invested in First Trust United Kingdom AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

32% more capital invested

Capital invested by funds: $15.5M → $20.3M (+$4.88M)

8% more funds holding

Funds holding: 13 → 14 (+1)

15.19% less ownership

Funds ownership: 88.04% → 72.85% (-15%)

Holders
14
Holders Change
+1
Holders Change %
+7.69%
% of All Funds
0.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
VKH
Virtu KCG Holdings
New York
+$1.88M
2
Morgan Stanley
Morgan Stanley
New York
+$1.05M
3
JP Morgan Chase
JP Morgan Chase
New York
+$891K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$235K
5
Bank of America
Bank of America
North Carolina
+$218K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.35M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$7K
3
B
Baird
Wisconsin
-$6.92K
4
Deutsche Bank
Deutsche Bank
Germany
-$1.29K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.2M +$1.05M +26,034 +12%
VKH
2
Virtu KCG Holdings
New York
$2.55M +$1.88M +46,509 +374%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.32M +$235K +5,817 +12%
RJA
4
Raymond James & Associates
Florida
$1.55M +$26.9K +664 +2%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.32M +$891K +22,029 +256%
Bank of America
6
Bank of America
North Carolina
$620K +$218K +5,378 +60%
B
7
Baird
Wisconsin
$480K -$6.92K -171 -2%
LPL Financial
8
LPL Financial
California
$444K +$28K +693 +7%
Deutsche Bank
9
Deutsche Bank
Germany
$293K -$1.29K -32 -0.5%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$245K -$1.35M -33,266 -85%
Ameriprise
11
Ameriprise
Minnesota
$216K +$124K +3,063 +70%
AIG
12
American International Group
New York
$28.1K +$26.3K +651 New
U
13
UBS
Switzerland
$22K – – –
MFS
14
MSI Financial Services
Massachusetts
$7K +$6.51K +161 New
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
– -$7K -182 Closed

FKU Hedge Fund Activity: Q4 2013 in Review

14 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q4 2013, worth a combined $20.3M — up 32% from $15.5M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new FKU positions and 1 closed out — a net gain of 1 holder — while 8 added to existing stakes and 3 trimmed.

The largest buyer was Virtu KCG Holdings, adding an estimated $1.88M. The largest seller was Susquehanna International Group, cutting an estimated $1.35M.

  • 14 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q4 2013, up from 13 in Q3 2013.
  • Funds reported $20.3M of First Trust United Kingdom AlphaDEX Fund stock for Q4 2013, up 32% quarter-over-quarter.
  • 2 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q4 2013 and 1 closed out, a net change of +1 holder.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q4 2013 was Virtu KCG Holdings, an estimated $1.88M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q4 2013 was Susquehanna International Group, an estimated $1.35M sold.

Based on aggregated 13F filings for Q4 2013.