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First Trust United Kingdom AlphaDEX Fund

26 hedge funds and large institutions have $73.7M invested in First Trust United Kingdom AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

18% more funds holding

Funds holding: 2226 (+4)

10% more capital invested

Capital invested by funds: $67M → $73.7M (+$6.67M)

1.75% less ownership

Funds ownership: 75.92%74.17% (-1.8%)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
9
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$47.3M -$6.96M -161,868 -13%
Morgan Stanley
2
Morgan Stanley
New York
$8.66M +$1.53M +35,635 +22%
Jane Street
3
Jane Street
New York
$7.76M +$7.55M +175,806 New
SFS
4
Sowell Financial Services
Arkansas
$1.68M -$350K -8,145 -18%
Citadel Advisors
5
Citadel Advisors
Florida
$1.37M +$1.33M +31,011 New
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.32M +$87.7K +2,040 +7%
RJA
7
Raymond James & Associates
Florida
$1.11M +$61.4K +1,428 +6%
Stifel Financial
8
Stifel Financial
Missouri
$729K -$12.5K -292 -2%
HighTower Advisors
9
HighTower Advisors
Illinois
$717K +$65.4K +1,522 +10%
RE
10
RBC Europe
United Kingdom
$472K +$460K +10,700 New
SWA
11
Stratos Wealth Advisors
Ohio
$414K +$403K +9,369 New
WCFA
12
Walkner Condon Financial Advisors
Wisconsin
$410K +$101K +2,346 +34%
RG
13
Rathbones Group
United Kingdom
$399K +$388K +9,031 New
CCA
14
Cottonwood Capital Advisors
Utah
$330K +$321K +7,470 New
Prudential Financial
15
Prudential Financial
New Jersey
$303K +$295K +6,859 New
SG
16
StoneX Group
New York
$223K +$11.1K +259 +5%
LPL Financial
17
LPL Financial
California
$223K -$17.5K -408 -7%
Bank of America
18
Bank of America
North Carolina
$70K +$67.8K +1,577 New
SCA
19
Snowden Capital Advisors
New York
$57K +$55.9K +1,300 New
MIM
20
MTM Investment Management
South Carolina
$30K +$29.4K +685 New
Osaic Holdings
21
Osaic Holdings
Arizona
$27K +$6.75K +157 +35%
Wells Fargo
22
Wells Fargo
California
$22K -$43 -1 -0.2%
EWM
23
EPG Wealth Management
Georgia
$7K +$43 +1 +0.7%
TFA
24
Transamerica Financial Advisors
Florida
$6K +$344 +8 +7%
RG
25
Retirement Group
California
$5K

FKU Hedge Fund Activity: Q4 2021 in Review

26 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust United Kingdom AlphaDEX Fund (FKU) for Q4 2021, worth a combined $73.7M — up 10% from $67M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FKU positions and 5 closed out — a net gain of 5 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $7.55M. The largest seller was First Trust Advisors, cutting an estimated $6.96M.

  • 26 institutional investors held First Trust United Kingdom AlphaDEX Fund (FKU) as of Q4 2021, up from 22 in Q3 2021.
  • Funds reported $73.7M of First Trust United Kingdom AlphaDEX Fund stock for Q4 2021, up 10% quarter-over-quarter.
  • 10 funds opened new First Trust United Kingdom AlphaDEX Fund positions in Q4 2021 and 5 closed out, a net change of +5 holders.
  • The largest First Trust United Kingdom AlphaDEX Fund buyer in Q4 2021 was Jane Street, an estimated $7.55M added.
  • The largest First Trust United Kingdom AlphaDEX Fund seller in Q4 2021 was First Trust Advisors, an estimated $6.96M sold.

Based on aggregated 13F filings for Q4 2021.